Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mission Biocapital CRD: 283710 | - | 0 | 1 | - | Unknown |
| Mission Capital Corporation CRD: 14960 | - | 0 | 0 | A | INACTIVE |
| Mission Capital Investment Group, Inc. CRD: 43167 | - | 0 | 0 | A | INACTIVE |
| Mission Capital LLC CRD: 148006 | - | 0 | 0 | A | INACTIVE |
| Mission Capital Management Services, L.P. CRD: 283575 | - | 0 | 0 | - | Unknown |
| Mission Creek Capital Partners, Inc. CRD: 151514 | - | 0 | 1 | - | Unknown |
| Mission Driven Finance, LLC CRD: 295160 | - | 0 | 1 | - | Unknown |
| Mission Fifth Capital LLC CRD: 317971 | - | 0 | 0 | - | Unknown |
| Mission Financial Group, LLC CRD: 311876 | - | 0 | 3 | - | Unknown |
| Mission Financial Planning, Inc. CRD: 154469 | - | 0 | 3 | - | Unknown |
| Mission Funds Advisors CRD: 289935 | - | 0 | 0 | - | Unknown |
| Mission Hill Advisors, LLC CRD: 171866 | - | 0 | 1 | - | Unknown |
| Mission Hills Financial CRD: 126812 | - | 0 | 0 | - | Unknown |
| Mission Hills Financial Advisory LLC CRD: 328516 | - | 0 | 1 | - | Unknown |
| Mission Park Capital, LLC CRD: 297444 | - | 0 | 2 | - | Unknown |
| Mission Peak Investors, LLC CRD: 288518 | - | 0 | 1 | - | Unknown |
| Mission Prime LLC CRD: 318328 | - | 0 | 1 | - | Unknown |
| Mission Retirement CRD: 315964 | - | 0 | 1 | - | Unknown |
| Mission Retirement Consulting, Inc. CRD: 305259 | - | 0 | 1 | - | Unknown |
| Mission Securities, Inc. CRD: 6551 | - | 0 | 0 | A | INACTIVE |
| Mission Street Wealth Planning CRD: 115310 | - | 0 | 4 | - | Unknown |
| Mission Traders LLC CRD: 291321 | - | 0 | 0 | - | Unknown |
| Mission Trail Capital Management, LLC CRD: 318558 | - | 0 | 0 | - | Unknown |
| Mission Trails Financial CRD: 173836 | - | 0 | 0 | - | Unknown |
| Mission Value Partners, LLC CRD: 153704 | - | 0 | 1 | - | Unknown |
| Mission Ventures Operating Company, LLC CRD: 163099 | - | 0 | 0 | - | Unknown |
| Mission Wealth Management, LP CRD: 113057 | - | 0 | 108 | - | Unknown |
| Mission: Advice CRD: 300473 | - | 0 | 1 | - | Unknown |
| Missional Advisor Group CRD: 328104 | - | 0 | 1 | - | Unknown |
| Missionog CRD: 282800 | - | 0 | 1 | - | Unknown |
| Missionpoint Partners LLC CRD: 171282 | - | 0 | 1 | - | Unknown |
| Missions Services, LLC CRD: 297612 | - | 0 | 2 | - | Unknown |
| Missionsquare Investments CRD: 109138 | - | 0 | 1 | - | Unknown |
| Missionsquare Wealth Management CRD: 23189 | DC | 5 | 33 | B | Active |
| Mississippi River Capital LLC CRD: 299691 | - | 0 | 1 | - | Unknown |
| Mistral Capital Management, LLC CRD: 160013 | - | 0 | 0 | - | Unknown |
| Mistral Equity Partners CRD: 335653 | - | 0 | 1 | - | Unknown |
| MIT Associates, LLC CRD: 121171 | CA | 0 | 3 | A | Active |
| Mitch Lyons Wealth LLC CRD: 339699 | - | 0 | 1 | - | Unknown |
| Mitchel, Schreiber, Watts & Co., Inc. CRD: 14964 | - | 0 | 0 | A | INACTIVE |
| Mitchell & Pahl Private Wealth CRD: 307625 | - | 0 | 1 | - | Unknown |
| Mitchell Advisory Inc CRD: 109447 | - | 0 | 1 | - | Unknown |
| Mitchell Capital Management Co CRD: 106338 | - | 0 | 4 | - | Unknown |
| Mitchell Capital Management, Inc. CRD: 16059 | - | 0 | 0 | A | INACTIVE |
| Mitchell Capital Management, LLC CRD: 284361 | - | 0 | 0 | - | Unknown |
| Mitchell Energy Advisors, LLC CRD: 134989 | TX | 0 | 2 | A | Active |
| Mitchell Financial Planning CRD: 282976 | - | 0 | 1 | - | Unknown |
| Mitchell Group Delaware LLC CRD: 154959 | - | 0 | 1 | - | Unknown |
| Mitchell Group Inc CRD: 106917 | - | 0 | 0 | - | Unknown |
| Mitchell Investment Advisory Services, Inc. CRD: 281797 | - | 0 | 0 | - | Unknown |