Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mitchell Investments, LP CRD: 45758 | - | 0 | 0 | A | INACTIVE |
| Mitchell Kramer Advisors LLC CRD: 332162 | - | 0 | 1 | - | Unknown |
| Mitchell Portfolio Management, L.P. CRD: 164841 | - | 0 | 0 | - | Unknown |
| Mitchell Securities Corporation of Oregon CRD: 34836 | - | 0 | 0 | A | INACTIVE |
| Mitchell Securities, Inc. CRD: 29017 | - | 0 | 0 | A | INACTIVE |
| Mitchell Sinkler & Starr CRD: 106460 | - | 0 | 7 | - | Unknown |
| Mitchell Vaught & Taylor Inc CRD: 106160 | - | 0 | 1 | - | Unknown |
| Mitchell, Mcleod, Pugh & Williams, Inc. CRD: 138240 | - | 0 | 1 | - | Unknown |
| Mitchum, Jones & Templeton Incorporated CRD: 584 | - | 0 | 0 | A | INACTIVE |
| Mitco Asset Management CRD: 116123 | - | 0 | 2 | - | Unknown |
| Mithril Capital Management LLC CRD: 164135 | - | 0 | 1 | - | Unknown |
| Mitlin Financial, Inc. CRD: 158247 | - | 0 | 0 | - | Unknown |
| Mitra Capital LLC CRD: 169514 | - | 0 | 0 | - | Unknown |
| Mitra Capital Management LLC CRD: 305203 | - | 0 | 1 | - | Unknown |
| Mitsubishi Securities (USA), Inc. CRD: 28012 | - | 0 | 0 | A | INACTIVE |
| Mitsubishi UFJ Trust and Banking Corporation CRD: 296868 | - | 0 | 0 | - | Unknown |
| Mitsui & Co. Global Investment, Inc. CRD: 162534 | - | 0 | 0 | - | Unknown |
| Mitsui & Co. Global Investment, Inc. CRD: 327084 | - | 0 | 1 | - | Unknown |
| Mitsui (R.E.S.) Syndications, Inc. CRD: 13324 | - | 0 | 0 | A | INACTIVE |
| Mittelman Jones TAX & Wealth CRD: 339796 | - | 0 | 1 | - | Unknown |
| Mittelman Wealth Management CRD: 313042 | - | 0 | 1 | - | Unknown |
| Mittelstand Fund LLC CRD: 170499 | - | 0 | 1 | - | Unknown |
| Mittleman Brothers Investment Management CRD: 138338 | - | 0 | 0 | - | Unknown |
| Mittleman Value Partners LLC CRD: 327006 | - | 0 | 1 | - | Unknown |
| Mittler & Mercaldo Investment Advisors CRD: 126033 | - | 0 | 2 | - | Unknown |
| Mitz Wealth Management, LLC CRD: 300052 | - | 0 | 1 | - | Unknown |
| Miura Capital, LLC CRD: 146193 | FL | 0 | 4 | A | Active |
| Miura Global Management, LLC CRD: 161017 | - | 0 | 1 | - | Unknown |
| Miura Investment Advisors, Inc CRD: 283148 | - | 0 | 1 | - | Unknown |
| Miura Partners Sgeic S.A. CRD: 300678 | - | 0 | 0 | - | Unknown |
| Miwok Capital Securities Corporation CRD: 19176 | - | 0 | 0 | A | INACTIVE |
| MIX Capital Ltd CRD: 309877 | - | 0 | 0 | - | Unknown |
| Miyashita and Associates, P.C. CRD: 226626 | - | 0 | 0 | - | Unknown |
| Mizmaa Ventures Limited CRD: 160299 | - | 0 | 0 | - | Unknown |
| Mizuho Securities USA LLC CRD: 19647 | NY | 16 | 13 | D | Active |
| Mizuna Capital LLC CRD: 325349 | - | 0 | 1 | - | Unknown |
| Mizzen Capital Management, LLC CRD: 318404 | - | 0 | 0 | - | Unknown |
| Mizzen Management LLC CRD: 333592 | - | 0 | 1 | - | Unknown |
| MJ Capital Management LLC CRD: 340226 | - | 0 | 1 | - | Unknown |
| MJ Capital Partners, LLC CRD: 150938 | CA | 0 | 3 | A | Active |
| MJ Errion Wealth Management LLC CRD: 306862 | - | 0 | 0 | - | Unknown |
| MJ Retirement CRD: 164328 | - | 0 | 1 | - | Unknown |
| MJ Trading Group LLC CRD: 124204 | - | 0 | 0 | A | INACTIVE |
| MJ Trading LLC CRD: 116567 | - | 0 | 0 | A | INACTIVE |
| MJ Wealth Management LLC CRD: 331572 | - | 0 | 2 | - | Unknown |
| MJB Asset Management LLC CRD: 109940 | - | 0 | 1 | - | Unknown |
| MJB Financial Planning CRD: 141373 | - | 0 | 1 | - | Unknown |
| MJC Advisors LLC CRD: 145018 | - | 0 | 0 | A | INACTIVE |
| MJC Advisors, LLC CRD: 136839 | - | 0 | 2 | - | Unknown |
| MJC Financial Fitness LLC CRD: 306875 | - | 0 | 1 | - | Unknown |