Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MJD Securities Inc. CRD: 17760 | - | 0 | 0 | A | INACTIVE |
| MJG Capital Management, LLC CRD: 334328 | - | 0 | 1 | - | Unknown |
| MJK Clearing, Inc. CRD: 8678 | - | 14 | 0 | D | INACTIVE |
| MJL Capital LLC CRD: 323441 | - | 0 | 1 | - | Unknown |
| MJL Wealth Management, LLC CRD: 291175 | - | 0 | 0 | - | Unknown |
| MJM Financial Advisors, LLC CRD: 135197 | - | 0 | 1 | - | Unknown |
| MJM Investment Advisors, Inc. CRD: 158212 | - | 0 | 2 | - | Unknown |
| MJM401K, LLC CRD: 133701 | - | 0 | 0 | - | Unknown |
| MJP Securities, L.L.C. CRD: 104188 | - | 0 | 0 | A | INACTIVE |
| MJP Wealth Advisors CRD: 127654 | - | 0 | 5 | - | Unknown |
| MJQ Securities Corp. CRD: 119014 | - | 0 | 0 | A | INACTIVE |
| MJS Capital Inc. CRD: 152055 | - | 0 | 1 | - | Unknown |
| MJT & Associates Financial Advisory Group, Inc. CRD: 297716 | - | 0 | 1 | - | Unknown |
| MJX Asset Management LLC CRD: 148976 | - | 0 | 1 | - | Unknown |
| MK Capital CRD: 312360 | - | 0 | 1 | - | Unknown |
| MK Capital Company CRD: 160093 | - | 0 | 0 | - | Unknown |
| MK Capital Group CRD: 127608 | - | 0 | 2 | - | Unknown |
| MK Investment Services, LLC CRD: 299458 | - | 0 | 0 | - | Unknown |
| MK Strategic Equities CRD: 152853 | - | 0 | 3 | - | Unknown |
| MK3 Wealth LLC CRD: 305760 | - | 0 | 1 | - | Unknown |
| Mkam ETF LLC CRD: 324607 | - | 0 | 2 | - | Unknown |
| MKB Consulting LLC CRD: 152300 | - | 0 | 1 | - | Unknown |
| MKB Equity Partners Inc. CRD: 331439 | - | 0 | 0 | - | Unknown |
| MKD Wealth CRD: 144994 | - | 0 | 3 | - | Unknown |
| MKF Private Wealth Management CRD: 335865 | - | 0 | 0 | - | Unknown |
| MKG Capital Management, LLC CRD: 136286 | - | 0 | 2 | - | Unknown |
| MKG Financial Group, Inc. CRD: 104214 | - | 1 | 1 | B | INACTIVE |
| MKH Capital Partners LP CRD: 314020 | - | 0 | 0 | - | Unknown |
| MKH Management Company LLC CRD: 170208 | - | 0 | 0 | - | Unknown |
| MKKS Investment Advisory Services, Inc CRD: 142487 | - | 0 | 0 | - | Unknown |
| MKL Management, LLC CRD: 301830 | - | 0 | 0 | - | Unknown |
| MKM Partners LLC CRD: 114666 | - | 1 | 0 | B | INACTIVE |
| MKM Partners, L.L.C. CRD: 43552 | - | 1 | 0 | B | INACTIVE |
| MKN Wealth Management LLC CRD: 161819 | - | 0 | 1 | - | Unknown |
| MKP Capital Management, L.L.C. CRD: 113851 | - | 0 | 1 | - | Unknown |
| Mkro Manager, L.P. CRD: 167968 | - | 0 | 1 | - | Unknown |
| MKS Associated, LLC CRD: 45815 | - | 0 | 0 | A | INACTIVE |
| MKS Investment Management, Inc. CRD: 112122 | - | 0 | 0 | - | Unknown |
| MKT Advisors LLC CRD: 163833 | - | 0 | 4 | - | Unknown |
| MKT and Associates LLC CRD: 329889 | - | 0 | 3 | - | Unknown |
| MKT Capital LLC CRD: 163762 | - | 0 | 0 | - | Unknown |
| MKT Investments, LLC CRD: 298252 | - | 0 | 0 | - | Unknown |
| MKT Mediastats, LLC CRD: 329233 | - | 0 | 1 | - | Unknown |
| MKW Capital Management, L.P. CRD: 163568 | - | 0 | 0 | - | Unknown |
| MKX Capital CRD: 340028 | - | 0 | 1 | - | Unknown |
| ML Petrie Parkman Co., Inc. CRD: 25894 | - | 0 | 0 | A | INACTIVE |
| ML Venture Group LLC CRD: 321975 | - | 0 | 0 | - | Unknown |
| Ml&co Opportunity Group Management, LLC CRD: 268790 | - | 0 | 1 | - | Unknown |
| ML&R Wealth Management LLC CRD: 109359 | - | 0 | 0 | - | Unknown |
| ML2 Wealth Advisors CRD: 296841 | - | 0 | 0 | - | Unknown |