Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MLA2 Advisory & Consulting, LLC CRD: 282671 | - | 0 | 2 | - | Unknown |
| MLB Investments, Ltd. CRD: 18280 | - | 0 | 0 | A | INACTIVE |
| MLC Asset Management US LLC CRD: 314738 | - | 0 | 1 | - | Unknown |
| MLC Capital, Inc. CRD: 30873 | - | 0 | 0 | A | INACTIVE |
| MLC Ventures, LLC CRD: 104378 | - | 1 | 0 | B | INACTIVE |
| MLD Investment Advisory, Inc. CRD: 118571 | - | 0 | 1 | - | Unknown |
| MLF Securities, Inc. CRD: 25367 | - | 0 | 0 | A | INACTIVE |
| MLG Fund Manager LLC CRD: 335692 | - | 0 | 1 | - | Unknown |
| MLHK Capital LLC CRD: 326209 | - | 0 | 0 | - | Unknown |
| MLI Distribution LLC CRD: 43373 | - | 0 | 0 | A | INACTIVE |
| MLN Investments LLC CRD: 163424 | - | 0 | 1 | - | Unknown |
| MLP Real Estate Securities, Inc. CRD: 140383 | - | 0 | 0 | A | INACTIVE |
| MLP Trading Co LLC CRD: 18427 | - | 3 | 0 | C | INACTIVE |
| MLR Retirement Services CRD: 286377 | - | 0 | 1 | - | Unknown |
| MLS Financial Planning, LLC CRD: 295959 | - | 0 | 0 | - | Unknown |
| MLV & Co. LLC CRD: 150959 | - | 0 | 0 | A | INACTIVE |
| MLZ Corp. CRD: 31745 | - | 0 | 0 | A | INACTIVE |
| MM Advisors, LLC CRD: 337688 | - | 0 | 1 | - | Unknown |
| MM AM LLC CRD: 304231 | - | 0 | 0 | - | Unknown |
| MM Ascend Life Investor Services, LLC CRD: 36451 | OH | 4 | 9 | B | Active |
| MM Global Securities, Inc. CRD: 2509 | NY | 4 | 2 | B | Active |
| MM Machine, LLC CRD: 331817 | - | 0 | 1 | - | Unknown |
| MM SQUARED.COM LLC CRD: 127809 | - | 1 | 0 | B | INACTIVE |
| MMA Asset Management LLC CRD: 155426 | - | 0 | 6 | - | Unknown |
| MMA PAN Asia Fund I Management, LLC CRD: 159941 | - | 0 | 1 | - | Unknown |
| MMA Securities LLC CRD: 44254 | NY | 3 | 88 | B | Active |
| Mmar Group, Inc. CRD: 25329 | - | 0 | 0 | A | INACTIVE |
| MMC Securities LLC CRD: 103846 | NY | 0 | 10 | A | Active |
| MMC Ventures Limited CRD: 305124 | - | 0 | 0 | - | Unknown |
| MMC Wealth Management Corp. CRD: 296104 | - | 0 | 0 | - | Unknown |
| MMF Capital Management LLC CRD: 161003 | - | 0 | 0 | - | Unknown |
| MMF Capital Management V LLC CRD: 165345 | - | 0 | 0 | - | Unknown |
| MMG Financial Services, Ltd. CRD: 28251 | - | 0 | 0 | A | INACTIVE |
| MMG Wealth Management CRD: 331312 | - | 0 | 2 | - | Unknown |
| MMHP Investment Advisors CRD: 107861 | - | 0 | 2 | - | Unknown |
| MMI Asset Management Services, LLC CRD: 175073 | - | 0 | 1 | - | Unknown |
| MMI Investments LLC CRD: 140259 | - | 0 | 0 | - | Unknown |
| MML Capital Partners Fund V GP Limited CRD: 162609 | - | 0 | 0 | - | Unknown |
| MML Capital Partners Fund VI GP Limited CRD: 174181 | - | 0 | 0 | - | Unknown |
| MML Distributors, LLC CRD: 38030 | MA | 3 | 8 | B | Active |
| MML Growth Capital Partners Ireland II Limited CRD: 308762 | - | 0 | 0 | - | Unknown |
| MML Investment Management CRD: 160670 | - | 0 | 0 | - | Unknown |
| MML Investors Services, LLC CRD: 10409 | MA | 28 | 3,871 | B | Active |
| MML Partnership Capital VII GP S.A.R.L CRD: 308651 | - | 0 | 0 | - | Unknown |
| MML Strategic Distributors, LLC CRD: 168638 | MA | 1 | 9 | B | Active |
| MML UK Advisor LLP CRD: 324690 | - | 0 | 0 | - | Unknown |
| Mmlisi Financial Alliances, LLC CRD: 119003 | - | 0 | 0 | A | INACTIVE |
| MMM Capital Ventures CRD: 336015 | - | 0 | 3 | - | Unknown |
| MMM Securities LLC CRD: 318021 | NY | 0 | 3 | A | Active |
| MMR, Inc. CRD: 16958 | - | 4 | 0 | C | INACTIVE |