Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mohican Financial Management, LLC CRD: 139342 | - | 0 | 0 | - | Unknown |
| Mohlman Asset Management Fund, LLC CRD: 153183 | - | 0 | 0 | - | Unknown |
| Mohlman Asset Management, LLC CRD: 148322 | - | 0 | 0 | - | Unknown |
| Mohon Capital Management CRD: 122878 | - | 0 | 0 | - | Unknown |
| Mohr Davidow Ventures CRD: 163182 | - | 0 | 1 | - | Unknown |
| Moir Park Capital LLC CRD: 311105 | - | 0 | 0 | - | Unknown |
| Moirai Capital, LLC CRD: 332179 | - | 0 | 1 | - | Unknown |
| Moirai Wealth Management LLC CRD: 109675 | - | 0 | 0 | - | Unknown |
| Moisand Fitzgerald Tamayo, LLC CRD: 109419 | - | 0 | 6 | - | Unknown |
| Mojave Capital LLC CRD: 328763 | - | 0 | 1 | - | Unknown |
| Mojave Capital Management, LLC CRD: 164072 | - | 0 | 0 | - | Unknown |
| Mojo Ventures, LLC CRD: 339992 | - | 0 | 1 | - | Unknown |
| MOK Capital Management CRD: 110182 | - | 0 | 2 | - | Unknown |
| MOK Financial Planning & TAX, Inc. CRD: 289716 | - | 0 | 1 | - | Unknown |
| Mokan Wealth Management CRD: 328005 | - | 0 | 1 | - | Unknown |
| Mokosak Advisory Group, LLC CRD: 287538 | - | 0 | 1 | - | Unknown |
| Moksha Ventures LLC CRD: 307620 | - | 0 | 1 | - | Unknown |
| Molano Wealth Management CRD: 323967 | - | 0 | 2 | - | Unknown |
| Moldenhauer & Associates CRD: 337303 | - | 0 | 1 | - | Unknown |
| Molecular Securities Inc. CRD: 107165 | - | 0 | 0 | A | INACTIVE |
| Molei Financial CRD: 306515 | - | 0 | 0 | - | Unknown |
| Moler Capital Management CRD: 106969 | - | 0 | 2 | - | Unknown |
| Molina Wealth Management CRD: 327270 | - | 0 | 0 | - | Unknown |
| Molitor Money Management Inc. CRD: 38486 | - | 0 | 0 | A | INACTIVE |
| Moller Wealth Partners CRD: 110493 | - | 0 | 1 | - | Unknown |
| Mollot & Hardy, Inc. CRD: 128377 | - | 0 | 1 | - | Unknown |
| Mollyco L.L.C. CRD: 38284 | - | 0 | 0 | A | INACTIVE |
| Molokai Advisors CRD: 336242 | - | 0 | 1 | - | Unknown |
| Molokai Investment Management, LLC CRD: 339376 | - | 0 | 1 | - | Unknown |
| Molokai Investments CRD: 334042 | - | 0 | 2 | - | Unknown |
| Moloney Securities Asset Management LLC CRD: 282448 | - | 0 | 0 | - | Unknown |
| Moloney Securities Co., Inc. CRD: 38535 | - | 17 | 0 | D | INACTIVE |
| Molotsky TAX Advisory Group, LLC CRD: 144292 | - | 0 | 1 | - | Unknown |
| Molpus Investment Company, Inc. CRD: 13419 | - | 0 | 0 | A | INACTIVE |
| Molten Ventures PLC CRD: 161092 | - | 0 | 0 | - | Unknown |
| Molumphy Capital Management CRD: 105613 | - | 0 | 0 | - | Unknown |
| MOM and DAD Money CRD: 167781 | - | 0 | 0 | - | Unknown |
| Moma International CRD: 335820 | - | 0 | 0 | - | Unknown |
| Mombak CRD: 331061 | - | 0 | 0 | - | Unknown |
| Moment Advisors, LLC CRD: 325262 | - | 0 | 1 | - | Unknown |
| Moment Financial Planning CRD: 285798 | - | 0 | 1 | - | Unknown |
| Moment Markets, LLC CRD: 325062 | NY | 0 | 2 | A | Active |
| Moment Partners, LLC CRD: 332691 | - | 0 | 1 | - | Unknown |
| Moment Private Wealth CRD: 313223 | - | 0 | 3 | - | Unknown |
| Moment Ventures, LLC CRD: 283450 | - | 0 | 1 | - | Unknown |
| Momentix Capital, Inc. CRD: 20130 | - | 7 | 0 | D | INACTIVE |
| Momentous Wealth Management, Inc. CRD: 288429 | - | 0 | 1 | - | Unknown |
| Momentum Advisors CRD: 159574 | - | 0 | 7 | - | Unknown |
| Momentum Capital Management CRD: 115594 | - | 0 | 0 | - | Unknown |
| Momentum Capital Management CRD: 339546 | - | 0 | 1 | - | Unknown |