Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Momentum Capital Management Company, LLC CRD: 322442 | - | 0 | 0 | - | Unknown |
| Momentum Capital Markets, LLC CRD: 300288 | - | 0 | 0 | A | INACTIVE |
| Momentum Capital Partners Alpha Advisor Limited CRD: 301577 | - | 0 | 0 | - | Unknown |
| Momentum Capital Partners Fund IV Advisor Limited CRD: 301580 | - | 0 | 0 | - | Unknown |
| Momentum Equity Group, LLC CRD: 111573 | - | 0 | 0 | A | INACTIVE |
| Momentum Financial Corp. CRD: 21910 | - | 0 | 0 | A | INACTIVE |
| Momentum Fintech LLC CRD: 292276 | - | 0 | 1 | - | Unknown |
| Momentum Funds CRD: 134154 | - | 0 | 0 | - | Unknown |
| Momentum Independent Network Inc. CRD: 17587 | TX | 13 | 131 | B | Active |
| Momentum Investment Management, LLC CRD: 153040 | - | 0 | 1 | - | Unknown |
| Momentum Investment Research and Management, LLC CRD: 337269 | - | 0 | 1 | - | Unknown |
| Momentum Private Wealth Management CRD: 305502 | - | 0 | 2 | - | Unknown |
| Momentum Trading Academy Ltd CRD: 339842 | - | 0 | 1 | - | Unknown |
| Momentum Trading Partners, LLC CRD: 140264 | - | 0 | 0 | A | INACTIVE |
| Momentum Wealth Management CRD: 333902 | - | 0 | 2 | - | Unknown |
| Momentum Wealth Management CRD: 295689 | - | 0 | 1 | - | Unknown |
| Momentum Wealth Planning CRD: 331563 | - | 0 | 2 | - | Unknown |
| Momentum Wealth Strategies CRD: 334046 | - | 0 | 1 | - | Unknown |
| Momentus Manager LLC CRD: 324068 | - | 0 | 1 | - | Unknown |
| Momentus Securities LLC CRD: 307780 | NY | 0 | 3 | A | Active |
| MON Capital Management LLC CRD: 333785 | - | 0 | 1 | - | Unknown |
| MON-WAC Dealers,Inc. CRD: 14678 | - | 0 | 0 | A | INACTIVE |
| Mona Moore & Associates CRD: 111754 | - | 0 | 0 | - | Unknown |
| Monaco Brokerage Corporation CRD: 33151 | - | 1 | 0 | B | INACTIVE |
| Monaco Capital Management, LLC CRD: 130174 | - | 0 | 0 | - | Unknown |
| Monaco Securities, Inc. CRD: 15719 | - | 0 | 0 | A | INACTIVE |
| Monaco Securities, Inc. CRD: 23110 | - | 0 | 0 | A | INACTIVE |
| Monaco Wealth Management LLC CRD: 146593 | - | 0 | 0 | - | Unknown |
| Monaco Wealth Management, LLC CRD: 142675 | - | 0 | 0 | - | Unknown |
| Monad Capital Management LLC CRD: 297120 | - | 0 | 0 | - | Unknown |
| Monad Capital Management LLC CRD: 335331 | - | 0 | 1 | - | Unknown |
| Monadnock Capital Management, LP CRD: 124605 | - | 5 | 0 | C | INACTIVE |
| Monadnock Capital Partners, LLC CRD: 144176 | - | 0 | 3 | - | Unknown |
| Monadnock Retirement Solutions, LLC CRD: 305198 | - | 0 | 1 | - | Unknown |
| Monarca Investment Management, LLC CRD: 323587 | - | 0 | 0 | - | Unknown |
| Monarch CRD: 159465 | - | 0 | 1 | - | Unknown |
| Monarch Advisory Group CRD: 289057 | - | 0 | 0 | - | Unknown |
| Monarch Advisory, LLC CRD: 288154 | - | 0 | 0 | - | Unknown |
| Monarch Asset Management LLC CRD: 166444 | - | 0 | 1 | - | Unknown |
| Monarch Capital Group, LLC CRD: 47815 | NY | 0 | 3 | A | Active |
| Monarch Capital Management Inc CRD: 106244 | - | 0 | 4 | - | Unknown |
| Monarch Collective CRD: 326408 | - | 0 | 0 | - | Unknown |
| Monarch Fiduciary, LLC CRD: 337645 | - | 0 | 1 | - | Unknown |
| Monarch Financial Corporation of America CRD: 23437 | - | 6 | 0 | D | INACTIVE |
| Monarch Financial Services, Inc. CRD: 8520 | - | 0 | 0 | A | INACTIVE |
| Monarch Financial, LLC CRD: 328260 | - | 0 | 1 | - | Unknown |
| Monarch Funding Corp. CRD: 2808 | - | 0 | 0 | A | INACTIVE |
| Monarch Investment Management CRD: 342343 | - | 0 | 1 | - | Unknown |
| Monarch Investments Inc. CRD: 18208 | - | 0 | 0 | A | INACTIVE |
| Monarch Partners Asset Management LLC CRD: 152727 | - | 0 | 0 | - | Unknown |