Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Monarch Plan Advisors CRD: 286612 | - | 0 | 4 | - | Unknown |
| Monarch Securities, Inc. CRD: 2809 | - | 0 | 0 | A | INACTIVE |
| Monarch Securities, Ltd. CRD: 112618 | - | 0 | 0 | A | INACTIVE |
| Monarch Trading, L.L.C. CRD: 119245 | - | 0 | 0 | A | INACTIVE |
| Monarch Wealth Management Group, LLC CRD: 171904 | - | 0 | 0 | - | Unknown |
| Monarch Wealth Management LLC CRD: 153863 | - | 0 | 0 | - | Unknown |
| Monarch Wealth Management LLC CRD: 283836 | - | 0 | 0 | - | Unknown |
| Monarch Wealth Management, LLC CRD: 148648 | - | 0 | 2 | - | Unknown |
| Monarch Wealth Strategies CRD: 136029 | - | 0 | 8 | - | Unknown |
| Monark Capital Management, LLC CRD: 333350 | - | 0 | 1 | - | Unknown |
| Monashee Investment Management, LLC CRD: 163148 | - | 0 | 1 | - | Unknown |
| Monashees CRD: 163664 | - | 0 | 0 | - | Unknown |
| Moncap Holdings, LLC CRD: 319357 | - | 0 | 1 | - | Unknown |
| Moncor Securities Inc. CRD: 13198 | - | 0 | 0 | A | INACTIVE |
| Moncrief Willingham Energy Advisers, L.P. CRD: 128979 | - | 0 | 0 | - | Unknown |
| Mondeum Capital CRD: 309574 | NY | 0 | 2 | A | Active |
| Mondeum Wealth CRD: 309588 | - | 0 | 0 | - | Unknown |
| Mondiale Securities, LLC CRD: 150323 | - | 0 | 0 | A | INACTIVE |
| Mondrian Investment Partners (U.S.), Inc. CRD: 132427 | - | 0 | 1 | - | Unknown |
| Mondrian Investment Partners Limited CRD: 107432 | - | 0 | 0 | - | Unknown |
| Monea Investments, LLC CRD: 168037 | - | 0 | 0 | - | Unknown |
| Moneco Advisors CRD: 171922 | - | 0 | 25 | - | Unknown |
| Moneda International, Inc. CRD: 163449 | - | 0 | 0 | - | Unknown |
| Moneda S.A. Administradora General DE Fondos CRD: 171383 | - | 0 | 0 | - | Unknown |
| Moneda USA, Inc. CRD: 157833 | - | 0 | 1 | - | Unknown |
| Monegy, Inc. CRD: 128504 | - | 0 | 0 | - | Unknown |
| Monere Investments, Inc. CRD: 105487 | IL | 0 | 3 | A | Active |
| Monere Wealth Management, Inc. CRD: 173076 | - | 0 | 1 | - | Unknown |
| Monet Securities, Inc. CRD: 18512 | - | 0 | 0 | A | INACTIVE |
| Moneta Investment Consulting Inc CRD: 106116 | - | 0 | 0 | - | Unknown |
| Moneta Ventures, LLC CRD: 173651 | - | 0 | 1 | - | Unknown |
| Monetary Macro LLC CRD: 326503 | - | 0 | 0 | - | Unknown |
| Monetary Management Corporation CRD: 131584 | - | 0 | 3 | - | Unknown |
| Monetary Management Group Inc CRD: 110284 | - | 0 | 2 | - | Unknown |
| Monetary Solutions, Ltd. CRD: 121217 | - | 0 | 1 | - | Unknown |
| Monetta Investment Services, L.L.C. CRD: 18947 | - | 0 | 0 | A | INACTIVE |
| Monex Asset Management, Inc. CRD: 148123 | - | 0 | 6 | - | Unknown |
| Monex Investment Company, Inc. CRD: 30059 | - | 0 | 0 | A | INACTIVE |
| Monex Securities, Inc. CRD: 30362 | TX | 7 | 4 | B | Active |
| Money & Clarity CRD: 166461 | - | 0 | 3 | - | Unknown |
| Money Advisors, Inc. DBA Century Investment Planni… CRD: 125276 | - | 0 | 3 | - | Unknown |
| Money Armour, Inc. CRD: 150687 | - | 0 | 0 | - | Unknown |
| Money Artfully, LLC CRD: 290393 | - | 0 | 0 | - | Unknown |
| Money Blossoms CRD: 318218 | - | 0 | 1 | - | Unknown |
| Money by Pounds CRD: 285250 | - | 0 | 0 | - | Unknown |
| Money by Science Wealth Management & Financial Ser… CRD: 313343 | - | 0 | 0 | - | Unknown |
| Money Calculus LLC CRD: 331211 | - | 0 | 1 | - | Unknown |
| Money CAT Advisors, LLC CRD: 130780 | - | 0 | 0 | - | Unknown |
| Money Compass Advisors CRD: 310412 | - | 0 | 2 | - | Unknown |
| Money Concepts Capital Corp CRD: 12963 | FL | 11 | 378 | B | Active |