Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Money Evolution CRD: 269917 | - | 0 | 1 | - | Unknown |
| Money Garden LLC CRD: 324435 | - | 0 | 1 | - | Unknown |
| Money Grads, LLC CRD: 299498 | - | 0 | 1 | - | Unknown |
| Money Holistics CRD: 321221 | - | 0 | 1 | - | Unknown |
| Money in$Ight LLC CRD: 160714 | - | 0 | 0 | - | Unknown |
| Money Intelligence CRD: 164597 | - | 0 | 2 | - | Unknown |
| Money MAN Mitch CRD: 301415 | - | 0 | 0 | - | Unknown |
| Money Management Advisory, Inc. CRD: 14983 | - | 1 | 0 | B | INACTIVE |
| Money Management Concepts Inc. CRD: 111485 | - | 0 | 1 | - | Unknown |
| Money Management Services Inc CRD: 106832 | - | 0 | 1 | - | Unknown |
| Money Manager Inc. CRD: 171034 | - | 0 | 2 | - | Unknown |
| Money Manager Review/World Capital Management CRD: 133817 | - | 0 | 0 | - | Unknown |
| Money Managers Advisory CRD: 104972 | - | 0 | 0 | - | Unknown |
| Money Managers Inc CRD: 104529 | - | 0 | 1 | - | Unknown |
| Money Managers, Inc. CRD: 151602 | - | 0 | 2 | - | Unknown |
| Money Market 1 Institutional Investment Dealer CRD: 39153 | - | 1 | 0 | B | INACTIVE |
| Money Matters CRD: 122447 | - | 0 | 0 | - | Unknown |
| Money Matters CRD: 121795 | - | 0 | 1 | - | Unknown |
| Money Matters LLC CRD: 328399 | - | 0 | 0 | - | Unknown |
| Money Methods, Inc. CRD: 109298 | - | 0 | 3 | - | Unknown |
| Money on the Mind CRD: 322277 | - | 0 | 0 | - | Unknown |
| Money Pickle CRD: 325575 | - | 0 | 2 | - | Unknown |
| Money Plans CRD: 104694 | - | 0 | 2 | - | Unknown |
| Money Poole...solutions for Life, LLC CRD: 154987 | - | 0 | 1 | - | Unknown |
| Money Positive CRD: 218518 | - | 0 | 3 | - | Unknown |
| Money Professionals Group LLC CRD: 119388 | - | 0 | 0 | - | Unknown |
| Money Professionals, LLC CRD: 132080 | - | 0 | 0 | - | Unknown |
| Money Scientific LLC CRD: 318613 | - | 0 | 0 | - | Unknown |
| Money Script Wealth Management, PLLC CRD: 286134 | - | 0 | 3 | - | Unknown |
| Money Smarts, LLC CRD: 318545 | - | 0 | 0 | - | Unknown |
| Money Strategies Inc CRD: 106363 | - | 0 | 0 | - | Unknown |
| Money Strategies, Inc. CRD: 310763 | - | 0 | 1 | - | Unknown |
| Money Truth Strategic Planning CRD: 300191 | - | 0 | 1 | - | Unknown |
| Money Wise Management LLC CRD: 151737 | - | 0 | 0 | - | Unknown |
| MONEY.NET Securities LLC CRD: 317568 | NY | 0 | 2 | A | Active |
| Moneybridge Mind Inc CRD: 337797 | - | 0 | 1 | - | Unknown |
| Moneybylisa LLC CRD: 324148 | - | 0 | 1 | - | Unknown |
| Moneybyrd Inc. CRD: 328947 | - | 0 | 1 | - | Unknown |
| Moneycafe Advisors, LLC CRD: 150121 | - | 0 | 1 | - | Unknown |
| Moneyfluent CRD: 322788 | - | 0 | 1 | - | Unknown |
| Moneyfull CRD: 169821 | - | 0 | 2 | - | Unknown |
| MONEYGROW.COM ® CRD: 126275 | - | 0 | 2 | - | Unknown |
| Moneyguide Advisory, Inc. CRD: 169255 | - | 0 | 0 | - | Unknown |
| Moneylife Partners, Inc. CRD: 289097 | - | 0 | 0 | - | Unknown |
| Moneylion CRD: 289521 | - | 0 | 1 | - | Unknown |
| Moneylion Securities LLC CRD: 298395 | NY | 0 | 2 | A | Active |
| Moneymasters, Inc. CRD: 13866 | - | 0 | 0 | A | INACTIVE |
| Moneymie LLC CRD: 305368 | - | 0 | 0 | - | Unknown |
| Moneyminders, LLC CRD: 128765 | - | 0 | 0 | - | Unknown |
| Moneypacer CRD: 302009 | - | 0 | 2 | - | Unknown |