Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Moneypenny Wealth Management CRD: 169253 | - | 0 | 0 | - | Unknown |
| Moneypro Wealth Management, LLC CRD: 135340 | - | 0 | 1 | - | Unknown |
| Moneysense LLC CRD: 333307 | - | 0 | 2 | - | Unknown |
| Moneytime With Kevin Boden CRD: 138183 | - | 0 | 0 | - | Unknown |
| Moneywatch Advisors, Inc. CRD: 107337 | - | 0 | 1 | - | Unknown |
| Moneywell CRD: 134514 | - | 0 | 3 | - | Unknown |
| Moneywise Financial Advisors CRD: 157446 | - | 0 | 1 | - | Unknown |
| Moneywise Financial Advisors CRD: 115811 | - | 0 | 0 | - | Unknown |
| Moneywise, Inc. CRD: 145043 | - | 0 | 1 | - | Unknown |
| Mongoose Trading, LLC CRD: 119244 | - | 0 | 0 | A | INACTIVE |
| Monhegan Capital Management, LLC CRD: 304428 | - | 0 | 1 | - | Unknown |
| Monica Dominique Murgia Beachell CRD: 315009 | - | 0 | 0 | - | Unknown |
| Monies Wealth LLC CRD: 327872 | - | 0 | 2 | - | Unknown |
| Monies, Inc. CRD: 30369 | - | 0 | 0 | A | INACTIVE |
| Monimus Capital Management, LP CRD: 309855 | - | 0 | 1 | - | Unknown |
| Monitor Capital Inc. CRD: 46743 | - | 0 | 0 | A | INACTIVE |
| Monitor Capital LLC CRD: 146087 | - | 0 | 0 | A | INACTIVE |
| Monitor Clipper Partners, LLC CRD: 157675 | - | 0 | 0 | - | Unknown |
| Monitor Investment Group, Inc. CRD: 31007 | - | 0 | 0 | A | INACTIVE |
| Monitor Services, Inc. CRD: 14832 | - | 0 | 0 | A | INACTIVE |
| Monitor Ventures CRD: 160747 | - | 0 | 1 | - | Unknown |
| Monk's Hill Ventures PTE. Ltd. CRD: 174950 | - | 0 | 0 | - | Unknown |
| Monk, Stan CRD: 129443 | - | 0 | 1 | - | Unknown |
| Monmouth Capital Management LLC CRD: 290248 | - | 3 | 0 | C | INACTIVE |
| Monmouth Investments, Inc. CRD: 14047 | - | 0 | 0 | A | INACTIVE |
| Monmouth Ventures CRD: 305452 | - | 0 | 1 | - | Unknown |
| Monness Crespi Hardt & Co., Inc. CRD: 7424 | NY | 4 | 2 | B | Active |
| Monocacy Wealth Management, LLC CRD: 315979 | - | 0 | 2 | - | Unknown |
| Monoceros Asset Management Ltd. CRD: 312071 | - | 0 | 0 | - | Unknown |
| Monoceros Asset Management Ltd. CRD: 326488 | - | 0 | 0 | - | Unknown |
| Monocot Wealth Management, LLC CRD: 282687 | - | 0 | 1 | - | Unknown |
| Monogram Capital Management II, LLC CRD: 284170 | - | 0 | 0 | - | Unknown |
| Monogram Capital Management, L.P. CRD: 290197 | - | 0 | 1 | - | Unknown |
| Monogram Capital Management, LLC CRD: 281975 | - | 0 | 0 | - | Unknown |
| Monograph Capital Advisors (UK), LLP CRD: 315848 | - | 0 | 0 | - | Unknown |
| Monograph Wealth Advisors, LLC CRD: 173949 | - | 0 | 1 | - | Unknown |
| Monolit Capital Management LP CRD: 282738 | - | 0 | 0 | - | Unknown |
| Monolith Holdings, LLC CRD: 330900 | - | 0 | 0 | - | Unknown |
| Monolith Management Limited CRD: 322982 | - | 0 | 0 | - | Unknown |
| Monolith Venture Advisory Limited CRD: 324610 | - | 0 | 0 | - | Unknown |
| Monomoy Capital Management, L.P. CRD: 160759 | - | 0 | 1 | - | Unknown |
| Monon Wealth Management CRD: 289413 | - | 0 | 3 | - | Unknown |
| Monorail Securities LLC CRD: 285309 | - | 0 | 1 | - | Unknown |
| Monotelo Wealth Partners CRD: 287495 | - | 0 | 1 | - | Unknown |
| Monotone Investment Management LLC CRD: 316267 | - | 0 | 0 | - | Unknown |
| Monroe Capital Asset Finance Advisors, LLC CRD: 341970 | - | 0 | 1 | - | Unknown |
| Monroe Capital BDC Advisors, LLC CRD: 165657 | - | 0 | 1 | - | Unknown |
| Monroe Capital Management Advisors LLC CRD: 157073 | - | 0 | 1 | - | Unknown |
| Monroe Capital Partners, LLC CRD: 168275 | - | 0 | 1 | - | Unknown |
| Monroe Capital Real Estate Credit Advisors, LLC CRD: 336266 | - | 0 | 1 | - | Unknown |