Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Monroe Capital, LLC CRD: 45005 | - | 0 | 0 | A | INACTIVE |
| Monroe Financial Inc. CRD: 304658 | - | 0 | 2 | - | Unknown |
| Monroe Hall Asset Management, LLC CRD: 172761 | - | 0 | 0 | - | Unknown |
| Monroe VOS Consulting, Inc. CRD: 107315 | - | 0 | 0 | - | Unknown |
| Monroe Wealth Management LLC CRD: 300513 | - | 0 | 1 | - | Unknown |
| Mons Capital CRD: 313088 | - | 0 | 0 | - | Unknown |
| Mons Olympus LLC CRD: 333673 | - | 0 | 1 | - | Unknown |
| Monson Wealth Management LLC CRD: 337251 | - | 0 | 1 | - | Unknown |
| Monson Wealth Management, Inc. CRD: 169857 | - | 0 | 1 | - | Unknown |
| Monsoon Capital, LLC CRD: 136018 | - | 0 | 0 | - | Unknown |
| Monstro Pcfo, LLC CRD: 289439 | - | 0 | 0 | - | Unknown |
| Monstro Ventures I GP, LLC CRD: 286681 | - | 0 | 0 | - | Unknown |
| Mont CRD: 340142 | - | 0 | 2 | - | Unknown |
| Mont Blanc Asset, Inc. CRD: 154853 | - | 0 | 2 | - | Unknown |
| Mont Pelerin Capital, LLC CRD: 139020 | - | 0 | 0 | - | Unknown |
| Monta Vista Capital CRD: 172403 | - | 0 | 1 | - | Unknown |
| Montag CRD: 105756 | - | 0 | 1 | - | Unknown |
| Montag & Caldwell, an Advocacy Wealth Company CRD: 104841 | - | 0 | 0 | - | Unknown |
| Montag & Joselson CRD: 5506 | - | 0 | 0 | A | INACTIVE |
| Montage Capital CRD: 164391 | - | 0 | 1 | - | Unknown |
| Montage Financial Advisors CRD: 308954 | - | 0 | 2 | - | Unknown |
| Montage Fund Advisors, LLC CRD: 315847 | - | 0 | 0 | - | Unknown |
| Montage Investments, LLC CRD: 152607 | - | 0 | 0 | - | Unknown |
| Montage Private Wealth CRD: 336477 | - | 0 | 0 | - | Unknown |
| Montage Ventures CRD: 169560 | - | 0 | 1 | - | Unknown |
| Montagu Private Equity, LLP CRD: 161890 | - | 0 | 0 | - | Unknown |
| Montagu US Advisors LLC CRD: 322469 | - | 0 | 0 | - | Unknown |
| Montana Capital Management, LLC CRD: 171418 | - | 0 | 0 | - | Unknown |
| Montana Investment Advisors Inc CRD: 106377 | - | 0 | 2 | - | Unknown |
| Montana Landvest, Inc. CRD: 222511 | - | 0 | 1 | - | Unknown |
| Montanari Financial Advisors Inc. CRD: 133075 | - | 0 | 2 | - | Unknown |
| Montanova Capital, LLC CRD: 165153 | - | 0 | 1 | - | Unknown |
| Montare Investments I, Ltd. CRD: 310472 | - | 0 | 0 | - | Unknown |
| Montcalm Capital Management LLC CRD: 299692 | - | 0 | 0 | - | Unknown |
| Montcalm TCR LLC CRD: 164521 | - | 0 | 1 | - | Unknown |
| Montchanin Asset Management, LLC CRD: 115365 | - | 0 | 0 | - | Unknown |
| Montchanin Asset Management, LLC CRD: 304367 | - | 0 | 1 | - | Unknown |
| Montcrest Capital LLC CRD: 290419 | - | 0 | 0 | - | Unknown |
| Monte Capital Group LLC CRD: 163855 | - | 0 | 0 | - | Unknown |
| Monte Capital Group LLC CRD: 321894 | - | 0 | 1 | - | Unknown |
| Monte Carlo Capital Partners, LLC CRD: 332798 | - | 0 | 1 | - | Unknown |
| Monte Financial Group, LLC CRD: 150119 | - | 0 | 3 | - | Unknown |
| Monte Largo Financial CRD: 170974 | - | 0 | 0 | - | Unknown |
| Monte Rosa Ventures Management, LLC CRD: 334531 | - | 0 | 1 | - | Unknown |
| Montealegre Finanzas LLC CRD: 163435 | - | 0 | 0 | - | Unknown |
| Montebello Avenue CRD: 287726 | - | 0 | 1 | - | Unknown |
| Montebello Partners LLC CRD: 149867 | - | 0 | 0 | - | Unknown |
| Montec Securities LLC CRD: 309706 | NY | 0 | 2 | A | Active |
| Montecito Advisors, Inc. CRD: 104004 | - | 2 | 0 | B | INACTIVE |
| Montecito Capital Management CRD: 123266 | - | 0 | 1 | - | Unknown |