Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Monteith Wealth CRD: 308179 | - | 0 | 1 | - | Unknown |
| Montejas Equity Corporation CRD: 8019 | - | 0 | 0 | A | INACTIVE |
| Montelepre Securities, Ltd. CRD: 10068 | - | 0 | 0 | A | INACTIVE |
| Montello Wealth Management, Inc. CRD: 151058 | - | 0 | 2 | - | Unknown |
| Monterey Asset Management CRD: 154015 | - | 0 | 0 | - | Unknown |
| Monterey Associates Financial Planning & Education CRD: 289727 | - | 0 | 2 | - | Unknown |
| Monterey BAY Asset Management LLC CRD: 142460 | - | 0 | 1 | - | Unknown |
| Monterey BAY Securities, Inc. CRD: 16274 | - | 6 | 0 | C | INACTIVE |
| Monterey Financial Services CRD: 17111 | - | 0 | 0 | A | INACTIVE |
| Monterey Private Wealth, Inc. CRD: 114572 | - | 0 | 0 | - | Unknown |
| Monterey Trading Group, LLC CRD: 122249 | - | 0 | 0 | A | INACTIVE |
| Monterey Wealth CRD: 172577 | - | 0 | 2 | - | Unknown |
| Monterone Partners LLP CRD: 285926 | - | 0 | 0 | - | Unknown |
| Monterra Advisors, LLC CRD: 338054 | - | 0 | 1 | - | Unknown |
| Monterro Fund Management AB CRD: 325253 | - | 0 | 0 | - | Unknown |
| Montgomery & Co., LLC CRD: 42300 | - | 0 | 0 | A | INACTIVE |
| Montgomery Capital Management, LLC CRD: 126819 | - | 0 | 3 | - | Unknown |
| Montgomery Equities, Inc. CRD: 13309 | - | 0 | 0 | A | INACTIVE |
| Montgomery Financial CRD: 170024 | - | 0 | 2 | - | Unknown |
| Montgomery Investment Management Inc CRD: 105417 | - | 0 | 2 | - | Unknown |
| Montgomery Investments CRD: 16612 | - | 0 | 0 | A | INACTIVE |
| Montgomery Investors CRD: 16769 | - | 0 | 0 | A | INACTIVE |
| Montgomery Securities CRD: 4357 | - | 0 | 0 | A | INACTIVE |
| Montgomery Taylor Wealth Management CRD: 121987 | - | 0 | 0 | - | Unknown |
| Montgomery Technologies LLC CRD: 299222 | - | 0 | 0 | - | Unknown |
| Montgomery Wealth Advisors CRD: 269932 | - | 0 | 2 | - | Unknown |
| Montgomery Wealth Management, LLC CRD: 328956 | - | 0 | 0 | - | Unknown |
| Montgomery Wealth Management, LLC CRD: 299231 | - | 0 | 0 | - | Unknown |
| Montgomery Wealth Management, LLC CRD: 173968 | - | 0 | 2 | - | Unknown |
| Montgomery, Marshall Healthcare Partners,LLC CRD: 148256 | - | 0 | 0 | A | INACTIVE |
| Monthie Wealth Advisors CRD: 321076 | - | 0 | 1 | - | Unknown |
| Monticello Capital Management, LLC CRD: 148329 | - | 0 | 1 | - | Unknown |
| Monticello Financial Group, LLC CRD: 300926 | TX | 0 | 2 | A | Active |
| Monticello Investment Services, Inc. CRD: 140851 | - | 0 | 0 | - | Unknown |
| Monticelloam, LLC CRD: 173553 | - | 0 | 1 | - | Unknown |
| Montis Financial, LLC CRD: 163986 | - | 0 | 6 | - | Unknown |
| Montis Management CRD: 332940 | - | 0 | 2 | - | Unknown |
| Montlake Capital CRD: 162581 | - | 0 | 0 | - | Unknown |
| Montlake Capital Management, LLC CRD: 292299 | - | 0 | 1 | - | Unknown |
| Montminy Securities, LLC CRD: 158368 | CA | 0 | 2 | A | Active |
| Montoya Wealth Management CRD: 285039 | - | 0 | 1 | - | Unknown |
| Montpelier Investment Management LLP CRD: 159942 | - | 0 | 0 | - | Unknown |
| Montreux Advisors, LLC CRD: 283012 | - | 0 | 0 | - | Unknown |
| Montreux Equity Partners CRD: 163892 | - | 0 | 1 | - | Unknown |
| Montreux Group LLC CRD: 338982 | - | 0 | 1 | - | Unknown |
| Montreux Investments, LLC CRD: 162569 | - | 0 | 0 | - | Unknown |
| Montrock48 Capital LP CRD: 283240 | - | 0 | 0 | - | Unknown |
| Montrose Advisors Inc CRD: 105918 | - | 0 | 2 | - | Unknown |
| Montrose Capital Management Ltd. CRD: 40799 | - | 4 | 0 | C | INACTIVE |
| Montrose Lane, LP CRD: 289504 | - | 0 | 1 | - | Unknown |