Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Moontower Asset Management LP CRD: 328999 | - | 0 | 1 | - | Unknown |
| Moontree Capital LLC CRD: 291659 | - | 0 | 0 | - | Unknown |
| Moonvest CRD: 340069 | - | 0 | 1 | - | Unknown |
| Moonwalk Capital LLC CRD: 286586 | - | 0 | 0 | - | Unknown |
| Moonwalker Management LLC CRD: 329994 | - | 0 | 1 | - | Unknown |
| Moor Funds CRD: 316146 | - | 0 | 1 | - | Unknown |
| Moore & Company L.P. CRD: 37217 | - | 0 | 0 | A | INACTIVE |
| Moore & Moore AI Ltd. CRD: 341896 | - | 0 | 0 | - | Unknown |
| Moore & Moore Investments Group Ltd. CRD: 325870 | - | 0 | 0 | - | Unknown |
| Moore & Moore Opportunities Ltd. CRD: 325871 | - | 0 | 0 | - | Unknown |
| Moore & Schley Securities Corporation CRD: 10397 | - | 0 | 0 | A | INACTIVE |
| Moore & Schley, Cameron & Co. CRD: 6917 | - | 0 | 0 | A | INACTIVE |
| Moore & Schley, Cameron & Co. Securities Inc. CRD: 7430 | - | 0 | 0 | A | INACTIVE |
| Moore & Schley/Meeker Sharkey Group Inc. CRD: 13502 | - | 0 | 0 | A | INACTIVE |
| Moore Capital Management, LP CRD: 160188 | - | 0 | 1 | - | Unknown |
| Moore Financial Group Inc. CRD: 27700 | - | 0 | 0 | A | INACTIVE |
| Moore Financial Management, Inc. CRD: 289983 | - | 0 | 1 | - | Unknown |
| Moore Modern Planning Company CRD: 5668 | - | 0 | 0 | A | INACTIVE |
| Moore Money Advisory CRD: 283542 | - | 0 | 1 | - | Unknown |
| Moore Money Solutions CRD: 335507 | - | 0 | 1 | - | Unknown |
| Moore Private Wealth L.L.C. CRD: 323313 | - | 0 | 1 | - | Unknown |
| Moore Realty Brokerage Co. CRD: 13408 | - | 0 | 0 | A | INACTIVE |
| Moore Wealth CRD: 323374 | - | 0 | 1 | - | Unknown |
| Moore Wealth Management L.L.C. CRD: 143378 | - | 0 | 0 | - | Unknown |
| Moore Wealth Partners, LLC CRD: 328027 | - | 0 | 2 | - | Unknown |
| Moore, Dorothea Jane CRD: 122248 | - | 0 | 2 | - | Unknown |
| Moore, Juran and Company, Inc. CRD: 7083 | - | 0 | 0 | A | INACTIVE |
| Moore, Ronald Keith CRD: 134964 | - | 0 | 1 | - | Unknown |
| Mooreland Partners LLC CRD: 127422 | - | 0 | 0 | A | INACTIVE |
| Moorfield Investment Management Limited CRD: 162775 | - | 0 | 0 | - | Unknown |
| Moorgate Capital Management CRD: 338949 | - | 0 | 2 | - | Unknown |
| Moorgate Investments, Inc. CRD: 17646 | - | 0 | 0 | A | INACTIVE |
| Moorgate Securities LLC CRD: 151734 | CA | 0 | 4 | A | Active |
| Moorhouse, W. Keith CRD: 123372 | - | 0 | 0 | - | Unknown |
| Mooring BAY Capital Management CRD: 325837 | - | 0 | 1 | - | Unknown |
| Moorings Asset Management CRD: 318372 | - | 0 | 0 | - | Unknown |
| Moors & Cabot, Inc. CRD: 594 | MA | 34 | 38 | B | Active |
| Moorstone, L.P. CRD: 339519 | - | 0 | 1 | - | Unknown |
| Moose Hill Asset Management LLC CRD: 282394 | - | 0 | 0 | - | Unknown |
| MOR Wealth Management, LLC CRD: 333022 | - | 0 | 1 | - | Unknown |
| Mora Capital Management, LLC CRD: 112221 | - | 0 | 5 | - | Unknown |
| Mora Financial CRD: 333845 | - | 0 | 0 | - | Unknown |
| Morado Ventures, LLC CRD: 168743 | - | 0 | 1 | - | Unknown |
| Moragne & Co. CRD: 4309 | - | 0 | 0 | A | INACTIVE |
| Morales & Co. Capital Markets, LLC CRD: 148596 | - | 0 | 0 | A | INACTIVE |
| Morales Wealth Management CRD: 172510 | - | 0 | 0 | - | Unknown |
| Moralis Technologies, LLC CRD: 316221 | - | 0 | 1 | - | Unknown |
| Moran Securities, Inc. CRD: 6275 | - | 4 | 0 | C | INACTIVE |
| Moran Tice Capital Management LLC CRD: 305734 | - | 0 | 2 | - | Unknown |
| Moran Wealth Management, LLC CRD: 319208 | - | 0 | 1 | - | Unknown |