Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Morangie Management LLC CRD: 332949 | - | 0 | 1 | - | Unknown |
| Morant Wright Management Limited CRD: 138189 | - | 0 | 0 | - | Unknown |
| Mordecai Ventures Management, LLC CRD: 322172 | - | 0 | 1 | - | Unknown |
| Mordkovich Capital, LLC CRD: 167272 | - | 0 | 1 | - | Unknown |
| More for Less Financial Solutions, LLC CRD: 126816 | - | 0 | 0 | - | Unknown |
| More Than Money Investment Group LLC CRD: 316033 | - | 0 | 0 | - | Unknown |
| More Than Your Money, Inc. CRD: 289058 | - | 0 | 1 | - | Unknown |
| More With Less Financial Planning, LLC CRD: 288842 | - | 0 | 0 | - | Unknown |
| Moreau Capital Corporation CRD: 19476 | - | 0 | 0 | A | INACTIVE |
| Moreau Investment Management Co CRD: 108574 | - | 0 | 1 | - | Unknown |
| Morehead Investment Advisors, Inc. CRD: 35559 | - | 0 | 0 | A | INACTIVE |
| Moreland Associates, LLC CRD: 297818 | - | 0 | 0 | - | Unknown |
| Moremi Capital Management LLC CRD: 334931 | - | 0 | 1 | - | Unknown |
| Moreno Capital CRD: 332358 | - | 0 | 1 | - | Unknown |
| Morethan Capital Advisors CRD: 325567 | - | 0 | 0 | - | Unknown |
| Moreton Asset Management, LLC CRD: 133417 | - | 0 | 2 | - | Unknown |
| Moreton Capital Markets, LLC CRD: 132643 | UT | 0 | 4 | A | Active |
| Morey & Quinn Wealth Partners CRD: 332074 | - | 0 | 1 | - | Unknown |
| Morgan Capital Group LLC CRD: 307004 | - | 0 | 1 | - | Unknown |
| Morgan Capital Management, Inc. CRD: 117837 | - | 0 | 0 | - | Unknown |
| Morgan Chase & Co., Inc. CRD: 13376 | - | 0 | 0 | A | INACTIVE |
| Morgan Consulting, Inc. CRD: 284963 | - | 0 | 0 | - | Unknown |
| Morgan Creek Capital Distributors, LLC CRD: 154377 | - | 0 | 0 | A | INACTIVE |
| Morgan Creek Capital Management, LLC CRD: 138401 | - | 0 | 1 | - | Unknown |
| Morgan Dempsey Capital Management LLC CRD: 106288 | - | 0 | 3 | - | Unknown |
| Morgan First Securities, Inc. CRD: 11030 | - | 0 | 0 | A | INACTIVE |
| Morgan Fuller Capital Group, LLC CRD: 39461 | - | 0 | 0 | A | INACTIVE |
| Morgan Gladstone & Co. Inc. CRD: 17062 | - | 0 | 0 | A | INACTIVE |
| Morgan Grant Capital Corp. CRD: 28595 | - | 0 | 0 | A | INACTIVE |
| Morgan Grenfell Incorporated CRD: 13173 | - | 0 | 0 | A | INACTIVE |
| Morgan House Capital, LLC CRD: 330351 | - | 0 | 1 | - | Unknown |
| Morgan International Trade Corp CRD: 164552 | - | 0 | 0 | - | Unknown |
| Morgan Investment Management, Inc. CRD: 45487 | - | 0 | 0 | A | INACTIVE |
| Morgan Investments Inc CRD: 105977 | - | 0 | 1 | - | Unknown |
| Morgan Joseph High Yield Trading LLC CRD: 130000 | - | 0 | 0 | A | INACTIVE |
| Morgan Joseph Triartisan Capital LLC CRD: 122351 | - | 0 | 0 | A | INACTIVE |
| Morgan Joseph Triartisan LLC CRD: 10948 | - | 2 | 0 | B | INACTIVE |
| Morgan Keegan & Company, LLC CRD: 4161 | - | 268 | 0 | F | INACTIVE |
| Morgan Kenwood Advisors, LLC CRD: 128322 | - | 0 | 3 | - | Unknown |
| Morgan Legacy Group, Inc. CRD: 172262 | - | 0 | 0 | - | Unknown |
| Morgan Partners LLC CRD: 164032 | MA | 0 | 2 | A | Active |
| Morgan Peabody, Inc. CRD: 38306 | - | 3 | 0 | C | INACTIVE |
| Morgan Properties Special Situations II LLC CRD: 300795 | - | 0 | 1 | - | Unknown |
| Morgan RIO Capital Management, LLC CRD: 162500 | - | 0 | 1 | - | Unknown |
| Morgan Roberts & Co. CRD: 17903 | - | 0 | 0 | A | INACTIVE |
| Morgan Schiff & Co.,Inc. CRD: 15470 | - | 5 | 0 | C | INACTIVE |
| Morgan Securities, Inc. CRD: 8155 | - | 0 | 0 | A | INACTIVE |
| Morgan Spaulding, Inc. CRD: 44604 | - | 2 | 0 | B | INACTIVE |
| Morgan Stanley CRD: 149777 | NY | 183 | 3,805 | B | Active |
| Morgan Stanley & Co. LLC CRD: 8209 | NY | 552 | 44 | F | Active |