Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Moyer Wealth Management CRD: 317908 | - | 0 | 1 | - | Unknown |
| Mozaic, LLC CRD: 145777 | - | 0 | 1 | - | Unknown |
| Mozayyx Management LLC CRD: 334468 | - | 0 | 1 | - | Unknown |
| Mozella Asset Management CRD: 336501 | - | 0 | 1 | - | Unknown |
| Mozilla Ventures Management, PBC CRD: 329953 | - | 0 | 1 | - | Unknown |
| MP & H Financial Group, LLC CRD: 147664 | - | 0 | 0 | - | Unknown |
| MP Capital Management, Inc. CRD: 327943 | - | 0 | 0 | - | Unknown |
| MP Capital, L.P. CRD: 140211 | - | 3 | 0 | C | INACTIVE |
| MP Financial Planning, LLC CRD: 292865 | - | 0 | 0 | - | Unknown |
| MP Financial Services, LLC CRD: 149926 | - | 0 | 1 | - | Unknown |
| MP Next Capital CRD: 159904 | - | 0 | 1 | - | Unknown |
| MP RIA, LLC CRD: 158689 | - | 0 | 0 | - | Unknown |
| MP Securitized Credit Partners L.P. CRD: 166845 | - | 0 | 0 | - | Unknown |
| MP Townsend Financial CRD: 165292 | - | 0 | 1 | - | Unknown |
| MP3 Finance LLC CRD: 331694 | - | 0 | 2 | - | Unknown |
| MP3, LLC CRD: 300040 | - | 0 | 1 | - | Unknown |
| MPA BD Services LLC CRD: 310290 | NY | 0 | 2 | A | Active |
| MPA Capital Management LLC CRD: 166981 | - | 0 | 0 | - | Unknown |
| MPA Wealth, LLC CRD: 327760 | - | 0 | 0 | - | Unknown |
| Mpac Capital Partners, L.P. CRD: 39136 | - | 3 | 0 | C | INACTIVE |
| Mpact Brokers Inc. CRD: 13301 | - | 0 | 0 | A | INACTIVE |
| Mpact Capital CRD: 335008 | - | 0 | 1 | - | Unknown |
| Mpam Credit Trading Partners L.P. CRD: 165776 | - | 0 | 0 | - | Unknown |
| MPB Wealth Management, LLC CRD: 308149 | - | 0 | 0 | - | Unknown |
| MPC Advisers, LLC CRD: 155997 | - | 0 | 0 | - | Unknown |
| MPC Capital Advisors, LLC CRD: 153586 | - | 0 | 1 | - | Unknown |
| MPC HK Management Limited CRD: 168000 | - | 0 | 0 | - | Unknown |
| MPC Management Ltd. CRD: 163224 | - | 0 | 0 | - | Unknown |
| MPC Management PTE. Ltd. CRD: 325947 | - | 0 | 0 | - | Unknown |
| MPC Realty, Inc. CRD: 8162 | - | 0 | 0 | A | INACTIVE |
| MPC Securities, Inc. CRD: 28429 | - | 0 | 0 | A | INACTIVE |
| MPC Wealth Management CRD: 150671 | - | 0 | 0 | - | Unknown |
| MPD Securities, Inc. CRD: 22880 | - | 0 | 0 | A | INACTIVE |
| MPE Capital CRD: 288682 | - | 0 | 1 | - | Unknown |
| MPE Manager LUX S.À R.L. CRD: 318360 | - | 0 | 0 | - | Unknown |
| MPE Partners CRD: 281787 | - | 0 | 1 | - | Unknown |
| Mpfa Inc. CRD: 304411 | - | 0 | 1 | - | Unknown |
| MPG Capital Corp. CRD: 3907 | - | 0 | 0 | A | INACTIVE |
| MPG Financial, LLC CRD: 146670 | - | 0 | 0 | A | INACTIVE |
| MPI Financial CRD: 44361 | - | 9 | 0 | D | INACTIVE |
| MPI Fund Advisors, LLC CRD: 326059 | - | 0 | 1 | - | Unknown |
| MPI Infinite Investors, LLC CRD: 337830 | - | 0 | 3 | - | Unknown |
| MPI Investment Management Inc CRD: 105181 | - | 0 | 0 | - | Unknown |
| MPI Securities, Inc. CRD: 38192 | - | 0 | 0 | A | INACTIVE |
| MPI Wealth Management LLC CRD: 301011 | - | 0 | 2 | - | Unknown |
| MPM Advisors Group LLC CRD: 335595 | - | 0 | 1 | - | Unknown |
| MPM Bioimpact CRD: 148467 | - | 0 | 1 | - | Unknown |
| MPM Capital Advisors LLC CRD: 44345 | - | 0 | 0 | A | INACTIVE |
| MPM Financial Corporation CRD: 309695 | - | 0 | 1 | - | Unknown |
| MPM Oncology Impact Management, L.P. CRD: 281892 | - | 0 | 0 | - | Unknown |