Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MPM Oncology Innovations Management LLC CRD: 289486 | - | 0 | 0 | - | Unknown |
| MPM Wealth Advisors CRD: 104926 | - | 0 | 13 | - | Unknown |
| MPMG & Partners USA, LLC CRD: 164766 | - | 0 | 0 | - | Unknown |
| MPN Capital Management LLC CRD: 165274 | - | 0 | 0 | - | Unknown |
| Mpower Wealth Management, LLC CRD: 314968 | - | 0 | 1 | - | Unknown |
| MPS Fixed Income LLC CRD: 154096 | - | 0 | 0 | A | INACTIVE |
| MPS Global Securities, LLC CRD: 148689 | - | 1 | 0 | B | INACTIVE |
| MPS-Loria Financial Planners,LLC CRD: 122866 | - | 0 | 5 | - | Unknown |
| MPWM Advisory Solutions LLC CRD: 169885 | - | 0 | 13 | - | Unknown |
| MQ Capital Advisors, LLC CRD: 167900 | - | 0 | 0 | - | Unknown |
| MQS Advisors, LLC CRD: 128821 | - | 0 | 0 | - | Unknown |
| MQS Management, LLC CRD: 161238 | - | 0 | 1 | - | Unknown |
| MR Advisors, LLC CRD: 155796 | - | 0 | 1 | - | Unknown |
| MR Consulting Group LLC CRD: 310595 | - | 0 | 0 | - | Unknown |
| MR. Robert M. Tanney CRD: 3559 | - | 0 | 0 | A | INACTIVE |
| MRA Advisory Group CRD: 287933 | - | 0 | 5 | - | Unknown |
| MRA Associates CRD: 152734 | - | 0 | 0 | - | Unknown |
| Mraz and Associates CRD: 158338 | - | 0 | 2 | - | Unknown |
| MRB Capital CRD: 330259 | - | 0 | 2 | - | Unknown |
| MRB Fund Partners AG CRD: 341869 | - | 0 | 0 | - | Unknown |
| MRBL Management, LLC CRD: 332534 | - | 0 | 1 | - | Unknown |
| MRC Group LLC CRD: 290132 | - | 0 | 1 | - | Unknown |
| MRC SC Manager, LLC CRD: 297167 | - | 0 | 0 | - | Unknown |
| MRC Wealth Management, LLC CRD: 309205 | - | 0 | 0 | - | Unknown |
| MRD Financial Advisors, LLC CRD: 117548 | - | 0 | 0 | - | Unknown |
| MRD, Inc. CRD: 111227 | - | 0 | 1 | - | Unknown |
| MRE Management, LLC CRD: 338513 | - | 0 | 1 | - | Unknown |
| Mrec Management, LLC CRD: 277076 | - | 0 | 0 | - | Unknown |
| Mrevert, LLC CRD: 122922 | - | 0 | 0 | A | INACTIVE |
| MRH Irish Investments, LLC CRD: 307486 | - | 0 | 1 | - | Unknown |
| MRI Capital CRD: 24792 | - | 0 | 0 | A | INACTIVE |
| MRJ Capital, Inc. CRD: 111151 | - | 0 | 0 | - | Unknown |
| MRL Wealth Strategies CRD: 282510 | - | 0 | 0 | - | Unknown |
| MRM Financial Advisors, LLC CRD: 290753 | - | 0 | 2 | - | Unknown |
| MRM Group CRD: 110898 | - | 0 | 1 | - | Unknown |
| MRM Wealth Management, LLC CRD: 156867 | - | 0 | 0 | - | Unknown |
| MRP Currency, LLC CRD: 317113 | - | 0 | 0 | - | Unknown |
| MRP Legacy Advisors, LLC CRD: 340364 | - | 0 | 2 | - | Unknown |
| MRWM Capital Management, LLC CRD: 336384 | - | 0 | 1 | - | Unknown |
| MRZ Financial Services LLC CRD: 282754 | - | 0 | 0 | - | Unknown |
| MS Advisors Incorporated CRD: 35512 | - | 0 | 0 | A | INACTIVE |
| MS Brouder LLC CRD: 130895 | - | 0 | 0 | A | INACTIVE |
| MS Financial Services, LLC CRD: 166496 | - | 0 | 2 | - | Unknown |
| MS Global Finance, LLC CRD: 42485 | - | 1 | 0 | B | INACTIVE |
| MS Securities Services Inc. CRD: 14276 | - | 1 | 0 | B | INACTIVE |
| MSA Capital Management, PLLC CRD: 282650 | - | 0 | 1 | - | Unknown |
| MSA China Fund II GP, LLC CRD: 332202 | - | 0 | 0 | - | Unknown |
| MSA Financial CRD: 107768 | - | 0 | 4 | - | Unknown |
| MSA Power Funds LLC CRD: 326791 | - | 0 | 1 | - | Unknown |
| MSA Securities, LLC CRD: 150557 | CA | 1 | 2 | B | Active |