Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MSC - BD, LLC CRD: 142927 | OR | 2 | 2 | B | Active |
| MSC Adviser I, LLC CRD: 169939 | - | 0 | 1 | - | Unknown |
| Msci ESG Research LLC CRD: 169222 | - | 0 | 0 | - | Unknown |
| MSD Partners, L.P. CRD: 161664 | - | 0 | 1 | - | Unknown |
| MSDR Partners, LLC CRD: 338048 | - | 0 | 1 | - | Unknown |
| Msec, LLC CRD: 154327 | KS | 1 | 26 | B | Active |
| MSF Investment Advisory LLC. CRD: 166649 | - | 0 | 0 | - | Unknown |
| MSF Securities, Inc. CRD: 114004 | - | 1 | 0 | B | INACTIVE |
| MSFM LLC CRD: 339504 | - | 0 | 1 | - | Unknown |
| MSH Asset Management, LLC CRD: 148990 | - | 0 | 0 | - | Unknown |
| MSH Capital Advisors LLC CRD: 157835 | - | 0 | 11 | - | Unknown |
| MSI Capital Investments, Inc. CRD: 15008 | - | 0 | 0 | A | INACTIVE |
| MSI Financial Services, Inc. CRD: 14251 | - | 55 | 0 | F | INACTIVE |
| MSL Advisors, LLC CRD: 325327 | - | 0 | 0 | - | Unknown |
| MSM Advisory, LLC CRD: 283032 | - | 0 | 1 | - | Unknown |
| MSM Enterprises, Inc. CRD: 32287 | - | 0 | 0 | A | INACTIVE |
| MSM Financial LLC CRD: 284781 | - | 0 | 0 | - | Unknown |
| MSM Financial Strategies CRD: 125889 | - | 0 | 4 | - | Unknown |
| MSM Financial, LLC CRD: 298606 | - | 0 | 1 | - | Unknown |
| MSM Marketing Corporation CRD: 14920 | - | 0 | 0 | A | INACTIVE |
| Msouth Equity Partners, LLC CRD: 157601 | - | 0 | 1 | - | Unknown |
| MSP Capital Management, L.L.C. CRD: 284336 | - | 0 | 0 | - | Unknown |
| MSP Sports Capital CRD: 311037 | - | 0 | 0 | - | Unknown |
| MSP Wealth Management, LLC CRD: 306522 | - | 0 | 1 | - | Unknown |
| MSQ Capital, LLC CRD: 173144 | - | 0 | 0 | - | Unknown |
| MSR Capital Management CRD: 159608 | - | 0 | 0 | - | Unknown |
| MSR Capital Partners, LLC CRD: 318983 | - | 0 | 1 | - | Unknown |
| MSR Securities, Inc. CRD: 7298 | - | 0 | 0 | A | INACTIVE |
| Msref III, Inc. CRD: 108823 | - | 0 | 0 | - | Unknown |
| Msref IV, LLC CRD: 111003 | - | 0 | 0 | - | Unknown |
| Msref Real Estate Advisor, Inc. CRD: 142047 | - | 0 | 1 | - | Unknown |
| Msref V, L.L.C. CRD: 133373 | - | 0 | 0 | - | Unknown |
| Msress III Manager, L.L.C. CRD: 138602 | - | 0 | 1 | - | Unknown |
| MSRH, LLC CRD: 166961 | - | 0 | 1 | - | Unknown |
| MSS Trading Partnership CRD: 127604 | - | 0 | 0 | A | INACTIVE |
| MSST, Inc. CRD: 43401 | - | 1 | 0 | B | INACTIVE |
| MST Capital PTY Limited CRD: 169558 | - | 0 | 0 | - | Unknown |
| MST Investment Management LLC CRD: 319349 | - | 0 | 0 | - | Unknown |
| Mstrat Partners, LLC CRD: 168242 | - | 0 | 0 | - | Unknown |
| MSZ Securities,Inc. CRD: 13458 | - | 0 | 0 | A | INACTIVE |
| MT Capital Partners LLC CRD: 341884 | - | 0 | 1 | - | Unknown |
| MT Clinic, L.L.C. CRD: 284708 | - | 0 | 1 | - | Unknown |
| MT Financial Planning CRD: 307686 | - | 0 | 1 | - | Unknown |
| MT Medical Properties Manager, LLC CRD: 323702 | - | 0 | 1 | - | Unknown |
| MT Rushmore Securities LLC CRD: 130955 | - | 1 | 0 | B | INACTIVE |
| MT Ryan, Inc. CRD: 168392 | - | 0 | 1 | - | Unknown |
| MT. Olive Church of GOD in Christ-United CRD: 14963 | - | 0 | 0 | A | INACTIVE |
| MT. Rainier Group, LLC CRD: 295112 | - | 0 | 1 | - | Unknown |
| MT. Timp Capital CRD: 324028 | - | 0 | 1 | - | Unknown |
| MT. Weather Capital, LLC CRD: 162402 | - | 0 | 0 | - | Unknown |