Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MTC Advisers, LLC CRD: 135734 | - | 0 | 0 | - | Unknown |
| MTC Wealth Management CRD: 305308 | - | 0 | 10 | - | Unknown |
| MTCM, LLC CRD: 292736 | - | 0 | 0 | - | Unknown |
| Mtech Capital CRD: 288626 | - | 0 | 1 | - | Unknown |
| Mtgcii CRD: 165582 | - | 0 | 0 | - | Unknown |
| Mtge Management, LLC CRD: 161595 | - | 0 | 0 | - | Unknown |
| MTH Financial Advisory CRD: 326775 | - | 0 | 0 | - | Unknown |
| MTH Trading & Capital Management, LLC CRD: 150448 | - | 0 | 1 | - | Unknown |
| MTI CRD: 163828 | - | 0 | 0 | - | Unknown |
| MTI Financial Advisors, Inc. CRD: 114120 | - | 0 | 0 | - | Unknown |
| MTM Consulting LLC CRD: 289769 | - | 0 | 0 | - | Unknown |
| MTM Financial Group, LLC CRD: 147221 | - | 0 | 1 | - | Unknown |
| MTM Investment Management, LLC CRD: 297500 | - | 0 | 1 | - | Unknown |
| MTP Advisors, LLC CRD: 308961 | - | 0 | 0 | - | Unknown |
| MTP Financial Planning CRD: 319414 | - | 0 | 0 | - | Unknown |
| MTR Advisory Services, Inc. CRD: 121140 | - | 0 | 1 | - | Unknown |
| MTR Financial Services, LLC CRD: 149078 | - | 0 | 1 | - | Unknown |
| MTR Investment Securities, Inc. CRD: 18263 | - | 0 | 0 | A | INACTIVE |
| MTS Markets International, Inc. CRD: 164814 | - | 0 | 0 | A | INACTIVE |
| MTS Securities, LLC CRD: 104059 | NY | 0 | 3 | A | Active |
| MTT Capital, LLC CRD: 173050 | - | 0 | 0 | - | Unknown |
| MTT Fundcorp, Inc. CRD: 124879 | - | 1 | 0 | B | INACTIVE |
| MTT Venture Advisors, LLC CRD: 302099 | - | 0 | 0 | - | Unknown |
| MTVP Management, LLC CRD: 288270 | - | 0 | 1 | - | Unknown |
| MTX Wealth Management, LLC CRD: 142616 | - | 0 | 0 | - | Unknown |
| MU HAT Capital Management, LLC CRD: 340217 | - | 0 | 1 | - | Unknown |
| MU Ventures, LLC CRD: 323087 | - | 0 | 1 | - | Unknown |
| Mubadala Consultoria Financeira E Gestora DE Recur… CRD: 292095 | - | 0 | 0 | - | Unknown |
| Mucci, Michael L CRD: 129011 | - | 0 | 0 | - | Unknown |
| Much Wealth Management, Inc. CRD: 150356 | - | 0 | 1 | - | Unknown |
| Muchler Financial Services, Inc. CRD: 305240 | - | 0 | 0 | - | Unknown |
| Mucker Capital CRD: 166023 | - | 0 | 0 | - | Unknown |
| Mucker Early, LLC CRD: 309797 | - | 0 | 1 | - | Unknown |
| Mucker Seed, LLC CRD: 310607 | - | 0 | 0 | - | Unknown |
| Muckerlab, LLC CRD: 294882 | - | 0 | 1 | - | Unknown |
| Mudani Capital CRD: 309517 | - | 0 | 0 | - | Unknown |
| Muddy Waters Capital LLC CRD: 281411 | - | 0 | 1 | - | Unknown |
| Mudita Management CRD: 315593 | - | 0 | 0 | - | Unknown |
| Mudita Partners LP CRD: 293910 | - | 0 | 0 | - | Unknown |
| Mudita Venture Partners LLC CRD: 318609 | - | 0 | 1 | - | Unknown |
| Mudrick Capital CRD: 161012 | - | 0 | 1 | - | Unknown |
| Muehlberg, Kenneth L CRD: 129555 | - | 0 | 0 | - | Unknown |
| Mueller & Company Inc. CRD: 42620 | - | 0 | 0 | A | INACTIVE |
| Mueller 401K Consulting LLC CRD: 329265 | - | 0 | 0 | - | Unknown |
| Mueller Asset Management CRD: 334823 | - | 0 | 1 | - | Unknown |
| Mueller Wealth CRD: 306943 | - | 0 | 1 | - | Unknown |
| Mueller Wealth Advisors CRD: 319629 | - | 0 | 1 | - | Unknown |
| Mufg Americas Corporate Advisory, Inc. CRD: 10151 | - | 0 | 0 | A | INACTIVE |
| Mufg Securities Americas Inc. CRD: 19685 | NY | 5 | 5 | D | Active |
| Mufson Howe Hunter & Partners LLC CRD: 132353 | PA | 0 | 2 | A | Active |