Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mugarian Investment Group, LLC CRD: 128391 | - | 0 | 0 | - | Unknown |
| Muhlenkamp & Co Inc CRD: 110787 | - | 0 | 3 | - | Unknown |
| Muho, Gerti CRD: 168066 | - | 0 | 0 | - | Unknown |
| Muhr Advisory Group CRD: 127104 | - | 0 | 2 | - | Unknown |
| MUI Investment Service, Inc. CRD: 2836 | - | 0 | 0 | A | INACTIVE |
| Muir-Carby, Bottkjaer Inc CRD: 20476 | - | 0 | 0 | A | INACTIVE |
| Muirfield Capital Global Advisors LLC CRD: 287547 | - | 0 | 1 | - | Unknown |
| Muirfield Capital Management LLC CRD: 167287 | - | 0 | 0 | - | Unknown |
| Muirfield Wealth Advisors LLC CRD: 316071 | - | 0 | 1 | - | Unknown |
| Mulberry Capital Management CRD: 172259 | - | 0 | 1 | - | Unknown |
| Mulberry Capital Management LLC CRD: 314693 | - | 0 | 2 | - | Unknown |
| Mulberry Investors LLC CRD: 306457 | - | 0 | 2 | - | Unknown |
| Mulholland & Kuperstock Asset Management, LLC CRD: 300850 | - | 0 | 2 | - | Unknown |
| Mulholland Capital Management, LLC CRD: 134498 | - | 0 | 0 | - | Unknown |
| Mulholland Vista Capital Advisors, LLC CRD: 170460 | - | 0 | 0 | - | Unknown |
| Mull Capital II, LLC CRD: 169261 | - | 0 | 0 | - | Unknown |
| Mull Capital Management, LLC CRD: 158089 | - | 0 | 0 | - | Unknown |
| Mull Management Services LLC CRD: 338105 | - | 0 | 1 | - | Unknown |
| Mullan Securities, Inc. CRD: 17133 | - | 0 | 0 | A | INACTIVE |
| Mullaney & Associates, Inc. CRD: 35973 | - | 0 | 0 | A | INACTIVE |
| Mullaney Financial & TAX, Inc. CRD: 299906 | - | 0 | 1 | - | Unknown |
| Mullaney Keating & Wright Inc CRD: 110743 | - | 0 | 5 | - | Unknown |
| Mullbry GP, LLC CRD: 337602 | - | 0 | 1 | - | Unknown |
| Mullen & Company, Inc. CRD: 37235 | - | 0 | 0 | A | INACTIVE |
| Mullen, Kevin F CRD: 34413 | - | 0 | 0 | A | INACTIVE |
| Mullennium Finance LLC CRD: 144675 | - | 0 | 0 | - | Unknown |
| Muller & Monroe Asset Management,LLC CRD: 132073 | - | 0 | 3 | - | Unknown |
| Muller and Company, Inc. CRD: 2841 | - | 0 | 0 | A | INACTIVE |
| Muller Road Capital, LP CRD: 174961 | - | 0 | 0 | - | Unknown |
| Muller Sports Securities LLC CRD: 46501 | - | 0 | 0 | A | INACTIVE |
| Mullett Financial LLC CRD: 328925 | - | 0 | 1 | - | Unknown |
| Mulligan Capital, Inc CRD: 143406 | - | 0 | 2 | - | Unknown |
| Mulligan Investment Bankers, LLC CRD: 238791 | - | 0 | 0 | A | INACTIVE |
| Mullin, Edward F. CRD: 134954 | - | 0 | 0 | - | Unknown |
| Mullins Investment Management, Inc. CRD: 114466 | - | 0 | 0 | - | Unknown |
| Mullooly Asset Management, Inc. CRD: 121184 | - | 0 | 1 | - | Unknown |
| Mullooly Wealth Planning LLC CRD: 324792 | - | 0 | 1 | - | Unknown |
| Mulsanne Capital Management, LLC CRD: 122605 | - | 0 | 0 | A | INACTIVE |
| Mult-I-Vest Corporation of Kansas CRD: 669 | - | 0 | 0 | A | INACTIVE |
| Multi Asset Generational Manager LLC CRD: 329402 | - | 0 | 1 | - | Unknown |
| Multi Fund Management Inc CRD: 108022 | - | 0 | 0 | - | Unknown |
| Multi-Bank Securities, Inc. CRD: 22098 | MI | 4 | 13 | B | Active |
| Multi-National Securities LLC CRD: 115426 | - | 0 | 0 | A | INACTIVE |
| Multi-Strategy Management, LLC CRD: 290253 | - | 0 | 0 | - | Unknown |
| Multiball Capital Management, LLC CRD: 338065 | - | 0 | 1 | - | Unknown |
| Multicoin Capital Management, LLC CRD: 297302 | - | 0 | 1 | - | Unknown |
| Multifaceted Labs, LLC CRD: 331450 | - | 0 | 1 | - | Unknown |
| MULTIGENERATIONAL.BLACK Inc. CRD: 322228 | - | 0 | 1 | - | Unknown |
| Multimodal Ventures Management, LLC CRD: 334021 | - | 0 | 1 | - | Unknown |
| Multinvestments, Inc. CRD: 31055 | - | 2 | 0 | B | INACTIVE |