Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Multipath Wealth Magement CRD: 306130 | - | 0 | 1 | - | Unknown |
| Multiplan Investments, Inc. CRD: 16890 | - | 0 | 0 | A | INACTIVE |
| Multiple Equity, LLC CRD: 310571 | - | 0 | 0 | - | Unknown |
| Multiple Financial Services, Inc. CRD: 100100 | - | 1 | 0 | B | INACTIVE |
| Multiple Management Company LLC CRD: 310984 | - | 0 | 1 | - | Unknown |
| Multiples Alternate Asset Management Private Limit… CRD: 330568 | - | 0 | 0 | - | Unknown |
| Multiples Asset Management Ifsc LLP CRD: 330810 | - | 0 | 0 | - | Unknown |
| Multiplicate CRD: 298456 | - | 0 | 0 | - | Unknown |
| Multiplier Capital, LLC CRD: 281209 | - | 0 | 0 | - | Unknown |
| Multisource Services, Inc. CRD: 40450 | - | 0 | 0 | A | INACTIVE |
| Multistream Capital CRD: 175317 | - | 0 | 0 | - | Unknown |
| Multitrade Securities LLC CRD: 47485 | - | 1 | 0 | B | INACTIVE |
| Multiverse Investment CRD: 298854 | - | 0 | 1 | - | Unknown |
| Multivest Securities, Inc. CRD: 924 | - | 0 | 0 | A | INACTIVE |
| Multnomah Group, Inc. CRD: 132131 | - | 0 | 9 | - | Unknown |
| Multus Asset Management CRD: 156114 | - | 0 | 1 | - | Unknown |
| Mulvihill Asset Management, LLC CRD: 152445 | - | 0 | 0 | - | Unknown |
| Mumm Enterprises, L.L.C. CRD: 128370 | - | 0 | 0 | - | Unknown |
| Munakata Associates LLC CRD: 287936 | - | 0 | 1 | - | Unknown |
| Mundell Asset Management LLC CRD: 151000 | - | 0 | 2 | - | Unknown |
| Munderloh Financial Group, LLC CRD: 300163 | - | 0 | 0 | - | Unknown |
| Mundial Financial Group, LLC CRD: 149531 | NY | 1 | 2 | B | Active |
| Mundoval Capital Management, Inc. CRD: 132553 | - | 0 | 1 | - | Unknown |
| Muniaxis Lebenthal LLC CRD: 166320 | - | 0 | 0 | A | INACTIVE |
| Municap Inc. CRD: 144986 | - | 0 | 3 | - | Unknown |
| Municicorp of California CRD: 7184 | - | 0 | 0 | A | INACTIVE |
| Municipal Asset Management Inc CRD: 108320 | - | 0 | 1 | - | Unknown |
| Municipal Bond Investors, Inc. CRD: 8156 | - | 0 | 0 | A | INACTIVE |
| Municipal Bond Portfolio Analysis, LLC CRD: 158029 | - | 0 | 0 | - | Unknown |
| Municipal Bond Underwriters, Inc. CRD: 6741 | - | 0 | 0 | A | INACTIVE |
| Municipal Capital Markets Group, Inc. CRD: 107353 | TX | 2 | 5 | B | Active |
| Municipal Cash Management CRD: 281799 | - | 0 | 0 | - | Unknown |
| Municipal Government Investment Associates, Inc. CRD: 28277 | - | 0 | 0 | A | INACTIVE |
| Municipal Investment Group Securities, Inc. CRD: 23641 | - | 0 | 0 | A | INACTIVE |
| Municipal Investors Service, Inc. CRD: 7202 | - | 0 | 0 | A | INACTIVE |
| Municipal Partners Inc. CRD: 24513 | - | 0 | 0 | A | INACTIVE |
| Municipal Partners, LLC CRD: 119992 | - | 1 | 0 | B | INACTIVE |
| Municipal Portfolio Managers, Inc. CRD: 120434 | - | 0 | 0 | - | Unknown |
| MUNICIPALTRADE.COM, Inc. CRD: 47262 | - | 1 | 0 | B | INACTIVE |
| Municrest Investment Management Company, LLC CRD: 111631 | - | 0 | 0 | - | Unknown |
| Munifi, LLC CRD: 331613 | - | 0 | 2 | - | Unknown |
| MUNIGROUP.COM, LLC CRD: 103769 | - | 0 | 0 | A | INACTIVE |
| MUNIMART.COM, Inc. CRD: 103967 | - | 0 | 0 | A | INACTIVE |
| Munimatch Corp DBA VIP Invest CRD: 284534 | - | 0 | 0 | - | Unknown |
| MUNIVERSAL.COM, LLC CRD: 104420 | - | 0 | 0 | A | INACTIVE |
| Munn Wealth Management, LLC CRD: 174414 | - | 0 | 1 | - | Unknown |
| Munoz Group CRD: 164381 | - | 0 | 1 | - | Unknown |
| Munoz Securities Co. CRD: 16375 | - | 0 | 0 | A | INACTIVE |
| Munro Asset Management L.L.C. CRD: 141851 | - | 0 | 1 | - | Unknown |
| Munro Legacy Planners LLC CRD: 155079 | - | 0 | 1 | - | Unknown |