Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Munro, Schult & Co. CRD: 14422 | - | 0 | 0 | A | INACTIVE |
| Muntz Financial, LLC CRD: 145971 | - | 0 | 1 | - | Unknown |
| Murano Wealth Management LLC CRD: 336278 | - | 0 | 0 | - | Unknown |
| Murapa Investments CRD: 168510 | - | 0 | 1 | - | Unknown |
| Murata/Kramer CRD: 8245 | - | 0 | 0 | A | INACTIVE |
| Murawski Wealth Management CRD: 332094 | - | 0 | 1 | - | Unknown |
| Murchinson Ltd. CRD: 310138 | - | 0 | 0 | - | Unknown |
| Murchison Investment Bankers, Inc. CRD: 20027 | - | 0 | 0 | A | INACTIVE |
| Murdoch & Coll Investments, Inc. CRD: 10401 | - | 0 | 0 | A | INACTIVE |
| Murdoch, Michael Kurt CRD: 118485 | - | 0 | 0 | A | INACTIVE |
| Muriel Siebert & Co., LLC CRD: 5376 | NY | 7 | 16 | B | Active |
| Murlas Securities, Inc. CRD: 10585 | - | 0 | 0 | A | INACTIVE |
| Murphey, Marseilles, Smith & Nammack CRD: 11204 | - | 0 | 0 | A | INACTIVE |
| Murphey, Marseilles, Smith & Nammack, Inc. CRD: 18032 | - | 0 | 0 | A | INACTIVE |
| Murphy & Lopes & Co., Inc. CRD: 1956 | - | 0 | 0 | A | INACTIVE |
| Murphy & Mullick Capital Management Corp CRD: 328629 | - | 0 | 1 | - | Unknown |
| Murphy & Murphy, CPA, LLC CRD: 117425 | - | 0 | 0 | - | Unknown |
| Murphy & Sylvest CRD: 165130 | - | 0 | 1 | - | Unknown |
| Murphy Capital Advisors, LLC CRD: 133616 | - | 0 | 0 | - | Unknown |
| Murphy Capital Management Inc CRD: 105155 | - | 0 | 0 | - | Unknown |
| Murphy Financial Planning CRD: 144597 | - | 0 | 0 | - | Unknown |
| Murphy Investment Advisors Inc CRD: 110839 | - | 0 | 0 | - | Unknown |
| Murphy Investment Advisors, Inc. CRD: 290611 | - | 0 | 2 | - | Unknown |
| Murphy JR., Richard Joseph Sole Proprietor CRD: 104785 | - | 0 | 0 | A | INACTIVE |
| Murphy Noell Capital, LLC CRD: 103868 | - | 0 | 0 | A | INACTIVE |
| Murphy Pohlad Asset Management LLC CRD: 109973 | - | 0 | 1 | - | Unknown |
| Murphy VAN Securities, Inc. CRD: 114251 | - | 0 | 0 | A | INACTIVE |
| Murphy Wealth Management Group CRD: 277161 | - | 0 | 1 | - | Unknown |
| Murphy, Michael Vincent CRD: 126465 | - | 0 | 0 | A | INACTIVE |
| Murphy, Stephen Vincent CRD: 104361 | - | 0 | 0 | A | INACTIVE |
| Murray & Co. Asset Management,Ltd. CRD: 108594 | - | 0 | 0 | - | Unknown |
| Murray Asset Advisory Group, LLC CRD: 182517 | - | 0 | 0 | - | Unknown |
| Murray Dropkin, LLC CRD: 142091 | - | 0 | 2 | - | Unknown |
| Murray Financial Group, Inc. CRD: 121321 | - | 0 | 0 | - | Unknown |
| Murray Financial Services, Inc CRD: 176528 | - | 0 | 2 | - | Unknown |
| Murray Growth Advisors CRD: 334689 | - | 0 | 0 | - | Unknown |
| Murray Haber Corporation CRD: 11341 | - | 0 | 0 | A | INACTIVE |
| Murray Investment Management, LLC CRD: 146921 | - | 0 | 1 | - | Unknown |
| Murray Michael J. CRD: 120397 | - | 0 | 0 | A | INACTIVE |
| Murray Ruffell CRD: 134169 | - | 0 | 2 | - | Unknown |
| Murray Securities, Inc. CRD: 142783 | TX | 1 | 3 | B | Active |
| Murray Strategic Investment L.L.C. CRD: 324619 | - | 0 | 2 | - | Unknown |
| Murray Street Capital Advisors, LLC CRD: 300232 | - | 0 | 1 | - | Unknown |
| Murray Traff Securities CRD: 17828 | - | 0 | 0 | A | INACTIVE |
| Murray Wealth Management CRD: 165323 | - | 0 | 0 | - | Unknown |
| Murray Wealth Management LLC CRD: 329918 | - | 0 | 0 | - | Unknown |
| Murray Wilt Bantit, Inc. CRD: 18873 | - | 0 | 0 | A | INACTIVE |
| Murrin & Company, Inc. CRD: 17581 | - | 0 | 0 | A | INACTIVE |
| Murry Hill Financial, LLC CRD: 121966 | - | 0 | 0 | - | Unknown |
| Musa Capital Management, LLC CRD: 331224 | - | 0 | 0 | - | Unknown |