Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Musaffa LLC CRD: 338525 | - | 0 | 1 | - | Unknown |
| Muse Capital Management LLC CRD: 319049 | - | 0 | 1 | - | Unknown |
| Muse Capital Management LLC CRD: 304463 | - | 0 | 1 | - | Unknown |
| Museum Mile Funds LLC CRD: 336827 | - | 0 | 1 | - | Unknown |
| Musha Ventures Advisers LLC CRD: 300720 | - | 0 | 1 | - | Unknown |
| Music ROW Wealth Management CRD: 288944 | - | 0 | 2 | - | Unknown |
| Musket Research Associates Inc. CRD: 30599 | - | 2 | 0 | B | INACTIVE |
| Musleh Wealth Management LLC CRD: 337428 | - | 0 | 1 | - | Unknown |
| Mussett Wealth Management, LLC CRD: 158463 | - | 0 | 3 | - | Unknown |
| Mustang Trading, LLC CRD: 131608 | - | 0 | 0 | A | INACTIVE |
| Mustang Wealth Management CRD: 160603 | - | 0 | 0 | - | Unknown |
| Mustard Seed Capital CRD: 144121 | - | 0 | 0 | - | Unknown |
| Mustard Seed Financial CRD: 120514 | - | 0 | 1 | - | Unknown |
| Mustard Seed Wealth Management CRD: 117737 | - | 0 | 13 | - | Unknown |
| Mutima Capital Management LLC CRD: 284629 | - | 0 | 1 | - | Unknown |
| Mutron Investment Inc. CRD: 25761 | - | 0 | 0 | A | INACTIVE |
| Mutual Advantage, LLC CRD: 112620 | - | 0 | 1 | - | Unknown |
| Mutual Advisors, LLC CRD: 167658 | - | 0 | 187 | - | Unknown |
| Mutual Capital Corp. CRD: 106813 | - | 0 | 0 | A | INACTIVE |
| Mutual Capital Partners Funds CRD: 163566 | - | 0 | 1 | - | Unknown |
| Mutual Distributors, Inc. CRD: 29056 | - | 0 | 0 | A | INACTIVE |
| Mutual Fund Advisors LLC CRD: 103936 | - | 0 | 0 | A | INACTIVE |
| Mutual Fund Advisory Service CRD: 2850 | - | 1 | 0 | B | INACTIVE |
| Mutual Fund Broker CRD: 18739 | - | 0 | 0 | A | INACTIVE |
| Mutual Fund Execution Services, Inc. CRD: 28496 | - | 0 | 0 | A | INACTIVE |
| Mutual Fund Management Co CRD: 107538 | - | 0 | 0 | - | Unknown |
| Mutual Fund Management Co., Inc. CRD: 25283 | - | 0 | 0 | A | INACTIVE |
| Mutual Fund Management Systems Inc. CRD: 115521 | - | 0 | 0 | - | Unknown |
| Mutual Fund Specialists, Inc. CRD: 35739 | - | 2 | 0 | B | INACTIVE |
| Mutual Fund Strategist Ltd. CRD: 115804 | - | 0 | 0 | - | Unknown |
| Mutual Funds Direct, LLC CRD: 145139 | - | 0 | 0 | A | INACTIVE |
| Mutual Funds Investment Management and Sales Compa… CRD: 20743 | - | 0 | 0 | A | INACTIVE |
| Mutual Funds Investment Service CRD: 2863 | - | 0 | 0 | A | INACTIVE |
| Mutual Funds/America, Inc. CRD: 28246 | - | 0 | 0 | A | INACTIVE |
| Mutual Investors Company CRD: 2870 | - | 0 | 0 | A | INACTIVE |
| Mutual of America Capital Management LLC CRD: 106523 | - | 0 | 1 | - | Unknown |
| Mutual of America Life Insurance Company CRD: 15356 | - | 2 | 1 | B | INACTIVE |
| Mutual of America Securities LLC CRD: 27878 | NY | 0 | 26 | A | Active |
| Mutual of Omaha Investor Services, Inc. CRD: 611 | NE | 6 | 249 | B | Active |
| Mutual of Omaha Investors Corp CRD: 3650 | - | 0 | 0 | A | INACTIVE |
| Mutual Pointe Wealth Advisors CRD: 282629 | - | 0 | 0 | - | Unknown |
| Mutual Securities, Inc. CRD: 15222 | - | 0 | 0 | A | INACTIVE |
| Mutual Securities, Inc. CRD: 13092 | CA | 10 | 79 | B | Active |
| Mutual Service (Europe) Limited CRD: 16458 | - | 0 | 0 | A | INACTIVE |
| Mutual Trust Advisory Group CRD: 277060 | - | 0 | 1 | - | Unknown |
| Mutual Trust Asset MGMT., Inc. CRD: 121364 | - | 0 | 5 | - | Unknown |
| Mutual Trust Company of America Securities CRD: 8494 | - | 5 | 0 | C | INACTIVE |
| Mutual Wealth LLC CRD: 295356 | - | 0 | 0 | - | Unknown |
| Mutual Wealth LLC CRD: 328577 | - | 0 | 0 | - | Unknown |
| MUTUALS.COM, Inc. CRD: 36525 | - | 1 | 0 | B | INACTIVE |