Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Muus Asset Management Co LLC
CRD: 329868
- 0 0 - Unknown
Muzinich & Co., Inc.
CRD: 22998
- 1 1 B INACTIVE
Muzinich BDC Adviser, LLC
CRD: 304834
- 0 1 - Unknown
Muzinich Capital LLC
CRD: 146017
NY 0 3 A Active
Muzinich Direct Lending Adviser, LLC
CRD: 327891
- 0 1 - Unknown
MV Advisers LLP
CRD: 172706
- 0 0 - Unknown
MV Capital Management, Inc.
CRD: 139034
- 0 8 - Unknown
MV Credit Sarl
CRD: 313205
- 0 0 - Unknown
MV Fund Manager LLC
CRD: 304271
- 0 1 - Unknown
MV Investment Vehicle LLC
CRD: 282658
- 0 1 - Unknown
MV Securities Group, Inc.
CRD: 37613
- 0 0 A INACTIVE
MVC GP II, LLC
CRD: 163033
- 0 0 - Unknown
MVCG Securities, LLC
CRD: 148275
- 0 0 A INACTIVE
MVF1 GP (Canada), Ltd
CRD: 325846
- 0 0 - Unknown
MVH Capital Management, LLC
CRD: 325739
- 0 1 - Unknown
MVI Equities, Inc.
CRD: 32842
- 0 0 A INACTIVE
Mvision Private Equity Advisers USA LLC
CRD: 122242
- 0 0 A INACTIVE
MVK Financial Planning, LLC
CRD: 159689
- 0 2 - Unknown
MVM Advisors, LLC
CRD: 152960
- 0 1 - Unknown
MVM Partners LLP
CRD: 159224
- 0 0 - Unknown
MVM Partners, LLC
CRD: 159225
- 0 1 - Unknown
MVN Asset Management
CRD: 285902
- 0 0 - Unknown
MVO Private Wealth, LLC
CRD: 342204
- 0 1 - Unknown
Mvolution Partners LLC
CRD: 324328
- 0 1 - Unknown
MVP
CRD: 163462
- 0 0 - Unknown
MVP American Securities
CRD: 118286
- 1 0 B INACTIVE
MVP Capital Advisors, LLC
CRD: 289481
- 0 0 A INACTIVE
MVP Capital Series Management, LLC
CRD: 318807
- 0 0 - Unknown
MVP Consulting
CRD: 163513
- 0 0 - Unknown
MVP Management Company
CRD: 330680
- 0 1 - Unknown
MVP Manager LLC
CRD: 282143
- 0 1 - Unknown
MVP Options Trading, LLC
CRD: 44224
- 0 0 A INACTIVE
MVP Ventures LLC
CRD: 333816
- 0 1 - Unknown
MVV Capital Management
CRD: 339868
- 0 0 - Unknown
MW Advisor, LLC
CRD: 332429
- 0 1 - Unknown
MW Financial LLC
CRD: 281389
- 0 2 - Unknown
MW Investment Advisor, LLC
CRD: 129695
- 0 2 - Unknown
MW Investment Strategy
CRD: 118433
- 0 2 - Unknown
MW Management Company
CRD: 30014
- 0 0 A INACTIVE
MWA Advisors, Inc.
CRD: 129998
- 0 0 - Unknown
MWA Asset Management
CRD: 142912
- 0 3 - Unknown
MWA Financial Services Inc.
CRD: 112630
IL 1 414 B Active
MWA Investments, LLC
CRD: 156685
- 0 1 - Unknown
Mwam Distributors, LLC
CRD: 132031
- 0 0 A INACTIVE
Mwest Ventures LLC
CRD: 315966
- 0 1 - Unknown
MWF Consulting Solutions LLC
CRD: 173857
- 0 0 - Unknown
MWM
CRD: 169912
- 0 0 - Unknown
MWM Advisory
CRD: 166411
- 0 0 - Unknown
MWM Advisory Group, LLC
CRD: 310866
- 0 1 - Unknown
MWM Group LLC
CRD: 164123
- 0 1 - Unknown
Page 990 of 1601 (80,028 total)