Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MWM Wealth Advisory, LLC CRD: 287705 | - | 0 | 1 | - | Unknown |
| MWP Advisory, LLC CRD: 309573 | - | 0 | 1 | - | Unknown |
| MWS Capital Consultants LLC CRD: 125061 | - | 0 | 2 | - | Unknown |
| MWTF Capital Management, LLC CRD: 125789 | - | 0 | 0 | - | Unknown |
| MWY Corporation CRD: 115476 | - | 0 | 0 | - | Unknown |
| MWY Fund Services, LLC CRD: 226562 | - | 0 | 0 | - | Unknown |
| MXI2 Capital Partners LLC CRD: 324042 | - | 0 | 1 | - | Unknown |
| MXV Capital, LLC CRD: 323145 | - | 0 | 1 | - | Unknown |
| MY Advisors, LLC CRD: 135863 | - | 0 | 1 | - | Unknown |
| MY Best Life Financial Planning CRD: 305775 | - | 0 | 0 | - | Unknown |
| MY Cash Flow Manager, , LLC CRD: 146165 | - | 0 | 0 | - | Unknown |
| MY Financial Coach, LLC CRD: 290344 | - | 0 | 1 | - | Unknown |
| MY Financial Group, Ltd. CRD: 142087 | - | 0 | 0 | - | Unknown |
| MY Financial Planner, LLC CRD: 283934 | - | 0 | 1 | - | Unknown |
| MY Financial Services, LLC CRD: 164997 | - | 0 | 0 | - | Unknown |
| MY Friend in Finance, LLC CRD: 286181 | - | 0 | 0 | - | Unknown |
| MY Harvest Field Financial LLC CRD: 285443 | - | 0 | 3 | - | Unknown |
| MY Holistic Financial Plan CRD: 329175 | - | 0 | 1 | - | Unknown |
| MY Impax CRD: 179539 | - | 0 | 0 | - | Unknown |
| MY Investment Advisor, Inc. CRD: 144616 | - | 0 | 0 | - | Unknown |
| MY Investment Path CRD: 329641 | - | 0 | 1 | - | Unknown |
| MY Legacy Advisors, LLC CRD: 290675 | - | 0 | 0 | - | Unknown |
| MY Money Coach CRD: 293039 | - | 0 | 0 | - | Unknown |
| MY Money MGR CRD: 325395 | - | 0 | 1 | - | Unknown |
| MY Money Person CRD: 317502 | - | 0 | 0 | - | Unknown |
| MY Pathway, LLC CRD: 173576 | - | 0 | 0 | - | Unknown |
| MY Personal CFO, LLC CRD: 299424 | - | 0 | 2 | - | Unknown |
| MY Portfolio Guide, LLC CRD: 153188 | - | 0 | 1 | - | Unknown |
| MY Prosper Team CRD: 311144 | - | 0 | 1 | - | Unknown |
| MY Wealth Management, Inc CRD: 168566 | - | 0 | 1 | - | Unknown |
| MY Wealth Planners CRD: 305664 | - | 0 | 1 | - | Unknown |
| MY-Financial-Advocate CRD: 159638 | - | 0 | 1 | - | Unknown |
| MY.ALPHA CRD: 318559 | - | 0 | 0 | - | Unknown |
| Myasia VC CRD: 311027 | - | 0 | 0 | - | Unknown |
| Mycfo Securities, LLC CRD: 111657 | - | 0 | 0 | A | INACTIVE |
| Mychaels Trading L.L.C. CRD: 37633 | - | 0 | 0 | A | INACTIVE |
| Mycio Wealth Partners, LLC CRD: 134436 | - | 0 | 3 | - | Unknown |
| Mycor Capital Management, LLC CRD: 324312 | - | 0 | 1 | - | Unknown |
| Mycor Capital, LLC CRD: 139993 | - | 0 | 0 | - | Unknown |
| MYD Market, Inc CRD: 29019 | - | 1 | 0 | B | INACTIVE |
| Myda Advisors LLC CRD: 168658 | - | 0 | 1 | - | Unknown |
| MYDISCOUNTBROKER.COM CRD: 42565 | - | 1 | 0 | B | INACTIVE |
| Myecfo CRD: 166919 | - | 0 | 5 | - | Unknown |
| Myelin II Management LLC CRD: 318272 | - | 0 | 0 | - | Unknown |
| Myers Asset Management LLC CRD: 327654 | - | 0 | 2 | - | Unknown |
| Myers Capital Management, Inc CRD: 117119 | - | 0 | 2 | - | Unknown |
| Myers Craig Vallone Francois Securities, Inc. CRD: 27416 | - | 0 | 0 | A | INACTIVE |
| Myers Park Capital Management, LLC CRD: 173183 | - | 0 | 0 | - | Unknown |
| Myers, Walter L CRD: 151436 | - | 0 | 1 | - | Unknown |
| Myfamilycfo, Inc. CRD: 159400 | - | 0 | 1 | - | Unknown |