Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Myfi Financial CRD: 321836 | - | 0 | 1 | - | Unknown |
| Myfi Wealth Management, LLC CRD: 318456 | - | 0 | 1 | - | Unknown |
| Myfinancialanswers CRD: 286461 | - | 0 | 0 | - | Unknown |
| Myfinancialife LLC CRD: 235787 | - | 0 | 0 | - | Unknown |
| Myfinancialpro, LLC CRD: 136724 | - | 0 | 2 | - | Unknown |
| Mygen Planning CRD: 333546 | - | 0 | 2 | - | Unknown |
| Myicon CRD: 136554 | - | 0 | 1 | - | Unknown |
| Mylaunch, LLC CRD: 283205 | - | 0 | 0 | - | Unknown |
| Myles James Kerrigan CRD: 34025 | - | 0 | 0 | A | INACTIVE |
| Myles Wealth Management, LLC CRD: 169635 | - | 0 | 0 | - | Unknown |
| Mylife Financial CRD: 283641 | - | 0 | 0 | - | Unknown |
| Mylife Financial CRD: 317266 | - | 0 | 0 | - | Unknown |
| Mynad LLC CRD: 321247 | - | 0 | 1 | - | Unknown |
| Myra Capital LLC CRD: 294257 | - | 0 | 0 | - | Unknown |
| Myra Wealth CRD: 311475 | - | 0 | 1 | - | Unknown |
| Myriad Advisors LLC CRD: 145345 | - | 0 | 0 | - | Unknown |
| Myriad Advisors, LLC CRD: 283105 | - | 0 | 0 | - | Unknown |
| Myriad Asset Management Advisors LLC CRD: 335546 | - | 0 | 1 | - | Unknown |
| Myriad Asset Management Limited CRD: 160809 | - | 0 | 0 | - | Unknown |
| Myriad Asset Management Singapore PTE. Ltd. CRD: 305607 | - | 0 | 0 | - | Unknown |
| Myriad Asset Management US LP CRD: 311576 | - | 0 | 0 | - | Unknown |
| Myriad Venture Partners, LLC CRD: 325814 | - | 0 | 1 | - | Unknown |
| Myriad Wealth Management Group, Ltd. CRD: 131127 | - | 0 | 0 | - | Unknown |
| Myrmidon Private Capital CRD: 298125 | - | 0 | 1 | - | Unknown |
| Myrmikan Capital Management, LLC CRD: 310686 | - | 0 | 1 | - | Unknown |
| Myrna Mitchell, MBA, CFP CRD: 118531 | - | 0 | 3 | - | Unknown |
| Myrtle Trading LLC CRD: 109055 | - | 0 | 0 | A | INACTIVE |
| Myscout CRD: 293180 | - | 0 | 0 | - | Unknown |
| Mysia Cryptocurrency Exchange Ltd CRD: 336196 | - | 0 | 1 | - | Unknown |
| Mystic Asset Management CRD: 170361 | - | 0 | 1 | - | Unknown |
| Mystic Capital Markets Group, LLC CRD: 159258 | NY | 0 | 3 | A | Active |
| Mystic Global Capital, Inc. CRD: 20091 | - | 0 | 0 | A | INACTIVE |
| Mystic Valley Investments, LLC CRD: 312665 | - | 0 | 1 | - | Unknown |
| Mystic Ventures, LLC CRD: 316983 | - | 0 | 1 | - | Unknown |
| Mythos Ventures Management, LLC CRD: 329525 | - | 0 | 1 | - | Unknown |
| Mytimeequity CRD: 316917 | - | 0 | 2 | - | Unknown |
| Myvest Advisors CRD: 166993 | - | 0 | 0 | - | Unknown |
| Mywallst Advisory LLC CRD: 311970 | - | 0 | 0 | - | Unknown |
| Mywealthyoptions CRD: 168195 | - | 0 | 0 | - | Unknown |
| Myworth LLC CRD: 339539 | PA | 0 | 2 | A | Active |
| MZ Capital, LLC CRD: 134726 | - | 0 | 2 | - | Unknown |
| MZB Select Management, L.L.C. CRD: 44818 | - | 0 | 0 | A | INACTIVE |
| MÈTIS Financial LLC CRD: 141290 | - | 0 | 1 | - | Unknown |
| MÉTier Capital, LLC CRD: 329009 | - | 0 | 2 | - | Unknown |
| N 1 Place, LLC CRD: 150226 | - | 0 | 0 | - | Unknown |
| N a S D CRD: 6497 | - | 0 | 0 | A | INACTIVE |
| N C X LLC CRD: 129033 | - | 0 | 0 | A | INACTIVE |
| N Financial Plans CRD: 337288 | - | 0 | 1 | - | Unknown |
| N M Rothschild & Sons Limited CRD: 172287 | - | 0 | 0 | - | Unknown |
| N Plus ONE Ventures, LLC CRD: 317941 | - | 0 | 1 | - | Unknown |