Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| N. D. Meyer & Co., Inc. CRD: 6937 | - | 0 | 0 | A | INACTIVE |
| N. Hahn & Co., Inc. CRD: 46942 | - | 1 | 0 | B | INACTIVE |
| N. Robert Wagner & Assoc., Inc. CRD: 13215 | - | 0 | 0 | A | INACTIVE |
| N.A. Investcorp LLC CRD: 134162 | NY | 0 | 3 | A | Active |
| N.A. Securities Corporation CRD: 10369 | - | 0 | 0 | A | INACTIVE |
| N.A. Silva & Company, Inc. CRD: 319252 | - | 0 | 2 | - | Unknown |
| N.A.S. Capital LLC CRD: 297630 | - | 0 | 2 | - | Unknown |
| N.B. Zoullas Securities, Inc. CRD: 29419 | NY | 0 | 2 | A | Active |
| N.D. Pitman & Company, Inc. CRD: 121180 | - | 0 | 0 | - | Unknown |
| N.E. Private Client, Ltd CRD: 136058 | MA | 1 | 2 | B | Active |
| N.E.A. Securities, Inc. CRD: 16652 | - | 0 | 0 | A | INACTIVE |
| N.E.I. Energy Partners, Inc. CRD: 42667 | - | 0 | 0 | A | INACTIVE |
| N.E.W. Advisory Services, LLC CRD: 290405 | - | 0 | 14 | - | Unknown |
| N.I.S. Financial Services, Inc. CRD: 5361 | MO | 3 | 2 | D | Active |
| N.I.S.E. Brokerage Incorporated CRD: 25967 | - | 0 | 0 | A | INACTIVE |
| N.J. Mccarthy & Associates CRD: 129825 | - | 0 | 0 | - | Unknown |
| N.L.C LLC CRD: 330231 | - | 0 | 1 | - | Unknown |
| N.N.A.I.A CRD: 114164 | - | 0 | 1 | - | Unknown |
| N.V. Partners, L.P. CRD: 119157 | - | 0 | 0 | - | Unknown |
| N.V.N.G. Investments, Inc. CRD: 107446 | - | 0 | 1 | - | Unknown |
| N.W. Securities CRD: 36016 | - | 0 | 0 | A | INACTIVE |
| N.W. Securities Corporation CRD: 16780 | - | 0 | 0 | A | INACTIVE |
| N.Y.E. International,Ltd. CRD: 14652 | - | 0 | 0 | A | INACTIVE |
| N/a CRD: 294031 | - | 0 | 2 | - | Unknown |
| N1 Advisors CRD: 147048 | - | 0 | 5 | - | Unknown |
| N10° Assets CRD: 342185 | - | 0 | 4 | - | Unknown |
| N10° Wealth CRD: 342013 | - | 0 | 4 | - | Unknown |
| N17 Software Investment AB CRD: 318775 | - | 0 | 0 | - | Unknown |
| N2 Capital Management, LP CRD: 213516 | - | 0 | 1 | - | Unknown |
| N4 Financial, Inc. CRD: 134581 | - | 0 | 0 | A | INACTIVE |
| N49P Management, LLC CRD: 322307 | - | 0 | 1 | - | Unknown |
| Naab Capital CRD: 330736 | - | 0 | 0 | - | Unknown |
| Naai Investment Management LLC CRD: 336527 | - | 0 | 2 | - | Unknown |
| Nabata Investment Group, LLC CRD: 330616 | - | 0 | 2 | - | Unknown |
| Nabers Wealth LLC CRD: 309846 | - | 0 | 2 | - | Unknown |
| Nabhan Capital CRD: 27382 | - | 0 | 0 | A | INACTIVE |
| Nabity Business Advisors CRD: 173872 | - | 0 | 0 | - | Unknown |
| Nabity-Jensen Investment Management, Inc. CRD: 128455 | - | 0 | 3 | - | Unknown |
| Nabsecurities, LLC CRD: 47390 | NY | 0 | 2 | A | Active |
| Nachman Norwood & Parrott, Inc. CRD: 293199 | - | 0 | 0 | - | Unknown |
| Nader AL-Naji Advisers LLC CRD: 300690 | - | 0 | 0 | - | Unknown |
| Nadler Accountancy Corporation CRD: 135947 | - | 0 | 0 | - | Unknown |
| Nadler Financial Group, Inc. CRD: 122617 | - | 0 | 2 | - | Unknown |
| Naeny Capital Management Group, Inc. CRD: 122094 | - | 0 | 0 | - | Unknown |
| Nafa Capital Markets, LLC CRD: 133599 | - | 0 | 0 | A | INACTIVE |
| Nafinsa Securities, Inc. CRD: 32382 | - | 0 | 0 | A | INACTIVE |
| Naftal Matese Securities, Inc. CRD: 17936 | - | 0 | 0 | A | INACTIVE |
| Nagata Financial Strategies, LLC CRD: 282570 | - | 0 | 0 | - | Unknown |
| Nagel & Padilla, LLC CRD: 289553 | - | 0 | 1 | - | Unknown |
| Nagel Family Capital Management LLC CRD: 287502 | - | 0 | 0 | - | Unknown |