Branch offices
3 offices
FINRA: Small firm
CRD #159258 · FINRA BrokerCheck + SEC IAPD
Mystic Capital Markets Group, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mystic Capital Markets Group, LLC ranks #14,577 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #674 of 868 on the same disclosure sort used on the state browse page. Mystic Capital Markets Group, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #14,577 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 159258 Mystic Capital Markets Group, LLC
Mystic Capital Markets Group, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 159258
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #14,577 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Mystic Capital Markets Group, LLC ranks #14,577 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
Mystic Capital Markets Group, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- New York, NY
- CRD Number
- 159258
Clean BrokerCheck surface
Mystic Capital Markets Group, LLC's clean BrokerCheck surface
Mystic Capital Markets Group, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
Mystic Capital Markets Group, LLC shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Mystic Capital Markets Group, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
Mystic Capital Markets Group, LLC sits below the New York disclosure average
Mystic Capital Markets Group, LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Mystic Capital Markets Group, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mystic Capital Markets Group, LLC ranks #14,577 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #674 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Mystic Capital Markets Group, LLC?
A grade of A means Mystic Capital Markets Group, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Mystic Capital Markets Group, LLC have?
Mystic Capital Markets Group, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Mystic Capital Markets Group, LLC?
Mystic Capital Markets Group, LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Mystic Capital Markets Group, LLC's disciplinary record?
You can verify Mystic Capital Markets Group, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 159258. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Mystic Capital Markets Group, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Mystic Capital Markets Group, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Mystic Capital Markets Group, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Mystic Capital Markets Group, LLC's 0.00
- Firms in NY - state roster that includes Mystic Capital Markets Group, LLC's registration home.
- How to Vet a Financial Advisor - Use Mystic Capital Markets Group, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Mystic Capital Markets Group, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Mystic Capital Markets Group, LLC.
- Compare firms - put Mystic Capital Markets Group, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.