Broker-Dealer Firms
3 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FNC Securities, LLC CRD: 165646 | ND | 0 | 2 | A | Active |
| Integrity Funds Distributor, LLC CRD: 26293 | ND | 2 | 2 | B | Active |
| Private Placement Insurance Products, LLC CRD: 140139 | ND | 0 | 2 | A | Active |