Broker-Dealer Firms
56 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ACC SECURITIES, LLC CRD: 167019 | TX | 0 | 1 | A | Active |
| ALL OPTIONS USA, LLC CRD: 324086 | TX | 0 | 1 | A | Active |
| APEX CLEARING CORPORATION CRD: 13071 | TX | 57 | 1 | F | Active |
| BROWN AND BROWN SECURITIES, INC. CRD: 15560 | TX | 0 | 1 | A | Active |
| BULLISH BOB BAGLEY SECURITIES, INC. CRD: 24761 | TX | 0 | 1 | A | Active |
| BV SECURITIES, LLC CRD: 103800 | TX | 0 | 1 | A | Active |
| CAPIS CRD: 7551 | TX | 9 | 1 | F | Active |
| CAPITAL HILL GROUP, INC. CRD: 10323 | TX | 3 | 1 | F | Active |
| CESTA CAPITAL CRD: 338246 | TX | 0 | 1 | A | Active |
| CHARLES SCHWAB & CO., INC. CRD: 5393 | TX | 314 | 1 | F | Active |
| CSP SECURITIES, LP CRD: 136941 | TX | 0 | 1 | A | Active |
| CV SECURITIES LLC CRD: 323246 | TX | 0 | 1 | A | Active |
| D.H. HILL SECURITIES, LLLP CRD: 41528 | TX | 4 | 1 | F | Active |
| DCMB SECURITIES LLC CRD: 146578 | TX | 0 | 1 | A | Active |
| DFA SECURITIES LLC CRD: 10292 | TX | 0 | 1 | A | Active |
| DOO FINANCIAL US, INC. CRD: 24409 | TX | 1 | 1 | F | Active |
| FB SECURITIES, LLC CRD: 332916 | TX | 0 | 1 | A | Active |
| GBM INTERNATIONAL, INC. CRD: 28684 | TX | 6 | 1 | F | Active |
| GENERATIONAL CAPITAL MARKETS INC. CRD: 145869 | TX | 0 | 1 | A | Active |
| GRB FINANCIAL LLC CRD: 130490 | TX | 0 | 1 | A | Active |
| GULFSTAR GROUP I, LTD. CRD: 28922 | TX | 0 | 1 | A | Active |
| HAND SECURITIES, INC CRD: 45198 | TX | 0 | 1 | A | Active |
| HGP SECURITIES, LLC CRD: 148868 | TX | 0 | 1 | A | Active |
| INVESCO CAPITAL MARKETS, INC. CRD: 6939 | TX | 6 | 1 | F | Active |
| INVESCO DISTRIBUTORS, INC. CRD: 7369 | TX | 3 | 1 | F | Active |
| KWM SECURITIES LLC CRD: 327258 | TX | 0 | 1 | A | Active |
| LCT CAPITAL, LLC CRD: 154233 | TX | 0 | 1 | A | Active |
| LEO BROKERAGE, LLC CRD: 109121 | TX | 2 | 1 | F | Active |
| LEVEL FOUR FINANCIAL, LLC CRD: 25700 | TX | 8 | 1 | F | Active |
| LIDO SECURITIES, LLC CRD: 331956 | TX | 0 | 1 | A | Active |
| M. E. ALLISON & CO., INC. CRD: 1047 | TX | 3 | 1 | F | Active |
| MDB CAPITAL CRD: 42677 | TX | 3 | 1 | F | Active |
| NAVIDAR GROUP LLC CRD: 148011 | TX | 0 | 1 | A | Active |
| NOBLES & RICHARDS, INC. CRD: 146870 | TX | 2 | 1 | F | Active |
| PARTNERS FINANCE CRD: 315067 | TX | 0 | 1 | A | Active |
| PEP ADVISORY LLC CRD: 166636 | TX | 0 | 1 | A | Active |
| PETRIE PARTNERS SECURITIES, LLC CRD: 131783 | TX | 0 | 1 | A | Active |
| PH PARTNERS, LLC CRD: 130790 | TX | 3 | 1 | F | Active |
| PPHB SECURITIES LP CRD: 132074 | TX | 0 | 1 | A | Active |
| QUANTLAB BROKERAGE, LLC CRD: 299468 | TX | 0 | 1 | A | Active |
| RCX CAPITAL GROUP, LLC CRD: 114290 | TX | 1 | 1 | F | Active |
| REEF SECURITIES, INC. CRD: 31951 | TX | 9 | 1 | F | Active |
| SCALEVIEW SECURITIES LLC CRD: 318523 | TX | 0 | 1 | A | Active |
| SCOTT T. TAYLOR, LTD. CRD: 136414 | TX | 0 | 1 | A | Active |
| SENDERO SECURITIES, LLC CRD: 146627 | TX | 0 | 1 | A | Active |
| SIGNAL SECURITIES, INC. CRD: 15916 | TX | 5 | 1 | F | Active |
| SP SECURITIES LLC CRD: 130560 | TX | 1 | 1 | F | Active |
| STERLING SMITH CORPORATION CRD: 38041 | TX | 0 | 1 | A | Active |
| SUNBELT SECURITIES, INC. CRD: 42180 | TX | 2 | 1 | F | Active |
| TCBI SECURITIES, INC. CRD: 313304 | TX | 0 | 1 | A | Active |
Page 1 of 2 (56 total)