CRD #15139 · FINRA BrokerCheck + SEC IAPD

44 Securities, Ltd

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, 44 Securities, Ltd ranks #5,106 of 20,055 by disclosure count (most disclosures first). 44 Securities, Ltd has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
0
branch offices
0
disclosures
#5,106 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 15139 44 Securities, Ltd

44 Securities, Ltd · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 15139
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #5,106 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.0044 Securities, Ltd (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

44 Securities, Ltd ranks #5,106 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

44 Securities, Ltd has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
01/05/1984
CRD Number
15139
SEC Number
31697

Clean BrokerCheck surface

44 Securities, Ltd's clean BrokerCheck surface

44 Securities, Ltd shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

44 Securities, Ltd shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of 44 Securities, Ltd's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does 44 Securities, Ltd sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, 44 Securities, Ltd ranks #5,106 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for 44 Securities, Ltd?
A grade of A means 44 Securities, Ltd has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does 44 Securities, Ltd have?
44 Securities, Ltd has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is 44 Securities, Ltd?
44 Securities, Ltd operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify 44 Securities, Ltd's disciplinary record?
You can verify 44 Securities, Ltd's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 15139. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. 44 Securities, Ltd currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.