CRD #2399 · FINRA BrokerCheck + SEC IAPD

A. Katcher Co.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, A. Katcher Co. ranks #5,135 of 20,055 by disclosure count (most disclosures first). A. Katcher Co. has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Grade A
Safety grade
0
branch offices
0
disclosures
#5,135 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 2399 A. Katcher Co.

A. Katcher Co. · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 2399
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #5,135 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00A. Katcher Co. (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

A. Katcher Co. ranks #5,135 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

A. Katcher Co. has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
04/01/1962
State of Formation
New York
CRD Number
2399
SEC Number
10457

Clean BrokerCheck surface

A. Katcher Co.'s clean BrokerCheck surface

A. Katcher Co. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

A. Katcher Co. shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of A. Katcher Co.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does A. Katcher Co. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, A. Katcher Co. ranks #5,135 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for A. Katcher Co.?
A grade of A means A. Katcher Co. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does A. Katcher Co. have?
A. Katcher Co. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is A. Katcher Co.?
A. Katcher Co. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify A. Katcher Co.'s disciplinary record?
You can verify A. Katcher Co.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2399. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. A. Katcher Co. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.