CRD #111290 · FINRA BrokerCheck + SEC IAPD

A. Moore Capital Management, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, A. Moore Capital Management, Inc. ranks #5,138 of 20,055 by disclosure count (most disclosures first). A. Moore Capital Management, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

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Grade A
Safety grade
0
branch offices
0
disclosures
#5,138 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 111290 A. Moore Capital Management, Inc.

A. Moore Capital Management, Inc. · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 111290
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #5,138 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00A. Moore Capital Ma… (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

A. Moore Capital Management, Inc. ranks #5,138 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

A. Moore Capital Management, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
03/27/2000
State of Formation
Georgia
CRD Number
111290
SEC Number
53158

Clean BrokerCheck surface

A. Moore Capital Management, Inc.'s clean BrokerCheck surface

A. Moore Capital Management, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

A. Moore Capital Management, Inc. shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of A. Moore Capital Management, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does A. Moore Capital Management, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, A. Moore Capital Management, Inc. ranks #5,138 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for A. Moore Capital Management, Inc.?
A grade of A means A. Moore Capital Management, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does A. Moore Capital Management, Inc. have?
A. Moore Capital Management, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is A. Moore Capital Management, Inc.?
A. Moore Capital Management, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify A. Moore Capital Management, Inc.'s disciplinary record?
You can verify A. Moore Capital Management, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 111290. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. A. Moore Capital Management, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to A. Moore Capital Management, Inc.'s 0.00
  • 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to A. Moore Capital Management, Inc.'s 0.00
  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to A. Moore Capital Management, Inc.'s 0.00
  • How to Vet a Financial Advisor - Use A. Moore Capital Management, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like A. Moore Capital Management, Inc.'s does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside A. Moore Capital Management, Inc..
  • Compare firms - put A. Moore Capital Management, Inc. next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.