Branch offices
0 offices
FINRA: Small firm
CRD #34235 · FINRA BrokerCheck + SEC IAPD
Aaron, Richard Walter
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Aaron, Richard Walter ranks #5,154 of 20,055 by disclosure count (most disclosures first). Aaron, Richard Walter has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 0
- branch offices
- 0
- disclosures
- #5,154 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 34235 Aaron, Richard Walter
Aaron, Richard Walter · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 34235
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #5,154 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
Aaron, Richard Walter ranks #5,154 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
- per office
footprint not reported
Clean disclosure surface
Aaron, Richard Walter has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 34235
Clean BrokerCheck surface
Aaron, Richard Walter's clean BrokerCheck surface
Aaron, Richard Walter shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).
Aaron, Richard Walter shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Aaron, Richard Walter's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Aaron, Richard Walter sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Aaron, Richard Walter ranks #5,154 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Aaron, Richard Walter?
A grade of A means Aaron, Richard Walter has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Aaron, Richard Walter have?
Aaron, Richard Walter has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Aaron, Richard Walter?
Aaron, Richard Walter operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Aaron, Richard Walter's disciplinary record?
You can verify Aaron, Richard Walter's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 34235. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Aaron, Richard Walter currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Aaron, Richard Walter's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Aaron, Richard Walter's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Aaron, Richard Walter's 0.00
- How to Vet a Financial Advisor - Use Aaron, Richard Walter's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Aaron, Richard Walter's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Aaron, Richard Walter.
- Compare firms - put Aaron, Richard Walter next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.