Branch offices
2 offices
FINRA: Small firm
CRD #322364 · FINRA BrokerCheck + SEC IAPD
Lime Rock Investment Management Company, Inc.
Lime Rock Investment Management Company, Inc. has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.
- Not yet reviewed
- Safety grade
- 2
- branch offices
PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Firm Details
- Firm Size
- Small
- CRD Number
- 322364
Mid-pack disclosure profile
What the record shows for Lime Rock Investment Management Company, Inc.
Lime Rock Investment Management Company, Inc. (broker-dealer, CRD# 322364) operates 2 branch offices with 0 disclosures as of July 2026.
Lime Rock Investment Management Company, Inc. carries 0 disclosures across 2 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational data summary for informational purposes - not financial advice. Review Lime Rock Investment Management Company, Inc.'s underlying FINRA BrokerCheck detail before engaging.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
What does a grade of N/A mean for Lime Rock Investment Management Company, Inc.?
Lime Rock Investment Management Company, Inc. has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does Lime Rock Investment Management Company, Inc. have?
PlainAdvisorCheck has not yet pulled Lime Rock Investment Management Company, Inc.'s detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 322364.
How big is Lime Rock Investment Management Company, Inc.?
Lime Rock Investment Management Company, Inc. operates 2 branch offices and is classified by FINRA as a small firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Lime Rock Investment Management Company, Inc.'s disciplinary record?
You can verify Lime Rock Investment Management Company, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 322364. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Lime Rock Investment Management Company, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Lime Rock Investment Management Company, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Lime Rock Investment Management Company, Inc.'s 0.00
- How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like Lime Rock Investment Management Company, Inc..
- Reading BrokerCheck Reports - How Lime Rock Investment Management Company, Inc.'s 0.00 disclosures-per-office figure is derived.
- Most Disclosures - Raw disclosure-volume leaders for context next to Lime Rock Investment Management Company, Inc..
- Compare firms - put Lime Rock Investment Management Company, Inc. next to peers on grade and footprint.
Read our methodology - how this data is sourced, computed, and verified.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.