Branch offices
1 office
FINRA: Small firm
CRD #329071 · FINRA BrokerCheck + SEC IAPD
Netcapital Securities Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Netcapital Securities Inc. ranks #14,698 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #79 of 98 on the same disclosure sort used on the state browse page. Netcapital Securities Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #14,698 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 329071 Netcapital Securities Inc.
Netcapital Securities Inc. · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 329071
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #14,698 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
Netcapital Securities Inc. ranks #14,698 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
Netcapital Securities Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Boston, MA
- CRD Number
- 329071
Clean BrokerCheck surface
Netcapital Securities Inc.'s clean BrokerCheck surface
Netcapital Securities Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
Netcapital Securities Inc. shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Netcapital Securities Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Massachusetts cohort · 0.00× state average
Netcapital Securities Inc. sits below the Massachusetts disclosure average
Netcapital Securities Inc. reports 0 BrokerCheck disclosures, 0.00× the Massachusetts average of 2.9, lighter than most of the 98 graded firms filed there.
In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Netcapital Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Netcapital Securities Inc. ranks #14,698 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #79 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Netcapital Securities Inc.?
A grade of A means Netcapital Securities Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Netcapital Securities Inc. have?
Netcapital Securities Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Netcapital Securities Inc.?
Netcapital Securities Inc. operates 1 branch office and is classified by FINRA as a small firm, registered in MA (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Netcapital Securities Inc.'s disciplinary record?
You can verify Netcapital Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 329071. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Netcapital Securities Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Netcapital Securities Inc.'s 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Netcapital Securities Inc.'s 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Netcapital Securities Inc.'s 0.00
- Firms in MA - state roster that includes Netcapital Securities Inc.'s registration home.
- How to Vet a Financial Advisor - Use Netcapital Securities Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Netcapital Securities Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Netcapital Securities Inc..
- Compare firms - put Netcapital Securities Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.