Branch offices
1 office
FINRA: Small firm
CRD #298311 · FINRA BrokerCheck + SEC IAPD
Opoc Broker-Dealer, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Opoc Broker-Dealer, LLC ranks #15,109 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #49 of 57 on the same disclosure sort used on the state browse page. Opoc Broker-Dealer, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #15,109 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 298311 Opoc Broker-Dealer, LLC
Opoc Broker-Dealer, LLC · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 298311
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #15,109 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
Opoc Broker-Dealer, LLC ranks #15,109 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
Opoc Broker-Dealer, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Worthington, OH
- CRD Number
- 298311
Clean BrokerCheck surface
Opoc Broker-Dealer, LLC's clean BrokerCheck surface
Opoc Broker-Dealer, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
Opoc Broker-Dealer, LLC shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Opoc Broker-Dealer, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Ohio cohort · 0.00× state average
Opoc Broker-Dealer, LLC sits below the Ohio disclosure average
Opoc Broker-Dealer, LLC reports 0 BrokerCheck disclosures, 0.00× the Ohio average of 4.1, lighter than most of the 57 graded firms filed there.
In Ohio, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Ohio state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Opoc Broker-Dealer, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Opoc Broker-Dealer, LLC ranks #15,109 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #49 of 57 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Opoc Broker-Dealer, LLC?
A grade of A means Opoc Broker-Dealer, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Opoc Broker-Dealer, LLC have?
Opoc Broker-Dealer, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Opoc Broker-Dealer, LLC?
Opoc Broker-Dealer, LLC operates 1 branch office and is classified by FINRA as a small firm, registered in OH (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Opoc Broker-Dealer, LLC's disciplinary record?
You can verify Opoc Broker-Dealer, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 298311. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Opoc Broker-Dealer, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Opoc Broker-Dealer, LLC's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Opoc Broker-Dealer, LLC's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Opoc Broker-Dealer, LLC's 0.00
- Firms in OH - state roster that includes Opoc Broker-Dealer, LLC's registration home.
- How to Vet a Financial Advisor - Use Opoc Broker-Dealer, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Opoc Broker-Dealer, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Opoc Broker-Dealer, LLC.
- Compare firms - put Opoc Broker-Dealer, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.