CRD #130738 · FINRA BrokerCheck + SEC IAPD

Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA

Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.

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Not yet reviewed
Safety grade
2
branch offices

PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Firm Details

Firm Size
Small
CRD Number
130738

Mid-pack disclosure profile

What the record shows for Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA

Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA (, CRD# 130738) operates 2 branch offices with 0 disclosures as of July 2026.

Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA carries 0 disclosures across 2 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational data summary for informational purposes - not financial advice. Review Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA's underlying FINRA BrokerCheck detail before engaging.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

What does a grade of N/A mean for Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA?
Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA have?
PlainAdvisorCheck has not yet pulled Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA's detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 130738.
How big is Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA?
Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA operates 2 branch offices and is classified by FINRA as a small firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA's disciplinary record?
You can verify Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 130738. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA's 0.00
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA.
  • Reading BrokerCheck Reports - How Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA's 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA.
  • Compare firms - put Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR., CPA next to peers on grade and footprint.

Read our methodology - how this data is sourced, computed, and verified.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.