Branch offices
15 offices
FINRA: Medium firm
CRD #157755 · FINRA BrokerCheck + SEC IAPD
United Capital Management of Kansas, Inc.
United Capital Management of Kansas, Inc. has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.
- Not yet reviewed
- Safety grade
- 15
- branch offices
PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 15 offices
Firm Details
- Firm Size
- Medium
- CRD Number
- 157755
Mid-pack disclosure profile
What the record shows for United Capital Management of Kansas, Inc.
United Capital Management of Kansas, Inc. (broker-dealer, CRD# 157755) operates 15 branch offices with 0 disclosures as of July 2026.
United Capital Management of Kansas, Inc. carries 0 disclosures across 15 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational data summary for informational purposes - not financial advice. Review United Capital Management of Kansas, Inc.'s underlying FINRA BrokerCheck detail before engaging.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
What does a grade of N/A mean for United Capital Management of Kansas, Inc.?
United Capital Management of Kansas, Inc. has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does United Capital Management of Kansas, Inc. have?
PlainAdvisorCheck has not yet pulled United Capital Management of Kansas, Inc.'s detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 157755.
How big is United Capital Management of Kansas, Inc.?
United Capital Management of Kansas, Inc. operates 15 branch offices and is classified by FINRA as a medium firm (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify United Capital Management of Kansas, Inc.'s disciplinary record?
You can verify United Capital Management of Kansas, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 157755. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to United Capital Management of Kansas, Inc.'s 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to United Capital Management of Kansas, Inc.'s 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to United Capital Management of Kansas, Inc.'s 0.00
- How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like United Capital Management of Kansas, Inc..
- Reading BrokerCheck Reports - How United Capital Management of Kansas, Inc.'s 0.00 disclosures-per-office figure is derived.
- Most Disclosures - Raw disclosure-volume leaders for context next to United Capital Management of Kansas, Inc..
- Compare firms - put United Capital Management of Kansas, Inc. next to peers on grade and footprint.
Read our methodology - how this data is sourced, computed, and verified.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.