Branch offices
0 offices
FINRA: Small firm
CRD #38032 · FINRA BrokerCheck + SEC IAPD
United Securities and Trust
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, United Securities and Trust ranks #19,032 of 20,055 by disclosure count (most disclosures first). United Securities and Trust has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 0
- branch offices
- 0
- disclosures
- #19,032 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 38032 United Securities and Trust
United Securities and Trust · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 38032
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #19,032 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
United Securities and Trust ranks #19,032 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
- per office
footprint not reported
Clean disclosure surface
United Securities and Trust has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 03/01/1994
- State of Formation
- Tennessee
- CRD Number
- 38032
- SEC Number
- 48056
Clean BrokerCheck surface
United Securities and Trust's clean BrokerCheck surface
United Securities and Trust shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).
United Securities and Trust shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of United Securities and Trust's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does United Securities and Trust sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, United Securities and Trust ranks #19,032 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for United Securities and Trust?
A grade of A means United Securities and Trust has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does United Securities and Trust have?
United Securities and Trust has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is United Securities and Trust?
United Securities and Trust operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify United Securities and Trust's disciplinary record?
You can verify United Securities and Trust's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 38032. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. United Securities and Trust currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to United Securities and Trust's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to United Securities and Trust's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to United Securities and Trust's 0.00
- How to Vet a Financial Advisor - Use United Securities and Trust's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like United Securities and Trust's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside United Securities and Trust.
- Compare firms - put United Securities and Trust next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.