Data sourced from FINRA BrokerCheck public records. Disclosures reflect reported events, not proven violations. Verify at BrokerCheck ↗

CRD #120751 · FINRA BrokerCheck + SEC IAPD

U.S. Capital Partners, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, U.S. Capital Partners, Inc. ranks #19,075 of 20,055 by disclosure count (most disclosures first). U.S. Capital Partners, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
0
branch offices
0
disclosures
#19,075 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 120751 U.S. Capital Partners, Inc.

U.S. Capital Partners, Inc. · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 120751
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #19,075 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00U.S. Capital Partne… (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

U.S. Capital Partners, Inc. ranks #19,075 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 0
Arbitrations 0
Civil Events 0
Total 0

Counts reflect events reported on FINRA BrokerCheck. Disclosures are reported events, not proven violations. Verify at BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
04/15/2002
State of Formation
Florida
CRD Number
120751
SEC Number
65339

Verify at FINRA BrokerCheck

FINRA BrokerCheck provides the full official disciplinary record, including individual registered advisors. Always verify before hiring a financial advisor.

View on FINRA BrokerCheck ↗

What the Record Says About U.S. Capital Partners, Inc.

U.S. Capital Partners, Inc. (Corporation, CRD# 120751 · SEC# 65339) operates 0 branch offices - a single-office firm (FINRA: small), scope INACTIVE.

BrokerCheck shows 0 disclosures as of July 2026: 0 regulatory (0%), 0 arbitration, 0 civil. Letter grade A (5/5 internal scoring). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does U.S. Capital Partners, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, U.S. Capital Partners, Inc. ranks #19,075 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for U.S. Capital Partners, Inc.?
A grade of A means U.S. Capital Partners, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does U.S. Capital Partners, Inc. have?
U.S. Capital Partners, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is U.S. Capital Partners, Inc.?
U.S. Capital Partners, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify U.S. Capital Partners, Inc.'s disciplinary record?
You can verify U.S. Capital Partners, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 120751. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.

Read with this firm

  • 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to U.S. Capital Partners, Inc.'s 0.00
  • 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to U.S. Capital Partners, Inc.'s 0.00
  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to U.S. Capital Partners, Inc.'s 0.00
  • How to Vet a Financial Advisor - Use U.S. Capital Partners, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like U.S. Capital Partners, Inc.'s does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside U.S. Capital Partners, Inc..
  • Compare firms - put U.S. Capital Partners, Inc. next to peers on grade and footprint.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records. See our methodology for details. Retrieved and formatted by PlainAdvisorCheck

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This firm's record is rendered directly from FINRA BrokerCheck and SEC EDGAR data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.