CRD #39368 · FINRA BrokerCheck + SEC IAPD

Vacaville Trading L L C

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vacaville Trading L L C ranks #19,132 of 20,055 by disclosure count (most disclosures first). Vacaville Trading L L C has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
0
branch offices
0
disclosures
#19,132 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 39368 Vacaville Trading L L C

Vacaville Trading L L C · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 39368
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #19,132 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00Vacaville Trading L… (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

Vacaville Trading L L C ranks #19,132 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

Vacaville Trading L L C has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
09/18/1995
State of Formation
California
CRD Number
39368
SEC Number
48660

Clean BrokerCheck surface

Vacaville Trading L L C's clean BrokerCheck surface

Vacaville Trading L L C shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

Vacaville Trading L L C shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Vacaville Trading L L C's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Vacaville Trading L L C sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vacaville Trading L L C ranks #19,132 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Vacaville Trading L L C?
A grade of A means Vacaville Trading L L C has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Vacaville Trading L L C have?
Vacaville Trading L L C has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Vacaville Trading L L C?
Vacaville Trading L L C operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Vacaville Trading L L C's disciplinary record?
You can verify Vacaville Trading L L C's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39368. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Vacaville Trading L L C currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Vacaville Trading L L C's 0.00
  • 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Vacaville Trading L L C's 0.00
  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Vacaville Trading L L C's 0.00
  • How to Vet a Financial Advisor - Use Vacaville Trading L L C's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Vacaville Trading L L C's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Vacaville Trading L L C.
  • Compare firms - put Vacaville Trading L L C next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.