CRD #297362 · FINRA BrokerCheck + SEC IAPD

VAN Clemens Wealth Management, LLC

VAN Clemens Wealth Management, LLC has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.

Not yet reviewed
Safety grade
27
branch offices

PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

27 offices

FINRA: Medium firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 27 offices

Firm Details

Firm Size
Medium
CRD Number
297362

Mid-pack disclosure profile

What the record shows for VAN Clemens Wealth Management, LLC

VAN Clemens Wealth Management, LLC (broker-dealer, CRD# 297362) operates 27 branch offices with 0 disclosures as of July 2026.

VAN Clemens Wealth Management, LLC carries 0 disclosures across 27 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational data summary for informational purposes - not financial advice. Review VAN Clemens Wealth Management, LLC's underlying FINRA BrokerCheck detail before engaging.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

What does a grade of N/A mean for VAN Clemens Wealth Management, LLC?
VAN Clemens Wealth Management, LLC has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does VAN Clemens Wealth Management, LLC have?
PlainAdvisorCheck has not yet pulled VAN Clemens Wealth Management, LLC's detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 297362.
How big is VAN Clemens Wealth Management, LLC?
VAN Clemens Wealth Management, LLC operates 27 branch offices and is classified by FINRA as a medium firm (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify VAN Clemens Wealth Management, LLC's disciplinary record?
You can verify VAN Clemens Wealth Management, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 297362. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.

Read with this firm

  • ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to VAN Clemens Wealth Management, LLC's 0.00
  • Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to VAN Clemens Wealth Management, LLC's 0.00
  • Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to VAN Clemens Wealth Management, LLC's 0.00
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like VAN Clemens Wealth Management, LLC.
  • Reading BrokerCheck Reports - How VAN Clemens Wealth Management, LLC's 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to VAN Clemens Wealth Management, LLC.
  • Compare firms - put VAN Clemens Wealth Management, LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.