Branch offices
56 offices
FINRA: Large firm
CRD #106189 · FINRA BrokerCheck + SEC IAPD
Victory Capital Management Inc.
Victory Capital Management Inc. has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.
- Not yet reviewed
- Safety grade
- 56
- branch offices
PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 56 offices
Firm Details
- Firm Size
- Large
- CRD Number
- 106189
Mid-pack disclosure profile
What the record shows for Victory Capital Management Inc.
Victory Capital Management Inc. (broker-dealer, CRD# 106189) operates 56 branch offices with 0 disclosures as of July 2026.
Victory Capital Management Inc. carries 0 disclosures across 56 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational data summary for informational purposes - not financial advice. Review Victory Capital Management Inc.'s underlying FINRA BrokerCheck detail before engaging.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
What does a grade of N/A mean for Victory Capital Management Inc.?
Victory Capital Management Inc. has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does Victory Capital Management Inc. have?
PlainAdvisorCheck has not yet pulled Victory Capital Management Inc.'s detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 106189.
How big is Victory Capital Management Inc.?
Victory Capital Management Inc. operates 56 branch offices and is classified by FINRA as a large firm (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Victory Capital Management Inc.'s disciplinary record?
You can verify Victory Capital Management Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 106189. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to Victory Capital Management Inc.'s 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to Victory Capital Management Inc.'s 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to Victory Capital Management Inc.'s 0.00
- How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like Victory Capital Management Inc..
- Reading BrokerCheck Reports - How Victory Capital Management Inc.'s 0.00 disclosures-per-office figure is derived.
- Most Disclosures - Raw disclosure-volume leaders for context next to Victory Capital Management Inc..
- Compare firms - put Victory Capital Management Inc. next to peers on grade and footprint.
Read our methodology - how this data is sourced, computed, and verified.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.