Branch offices
0 offices
FINRA: Small firm
CRD #16398 · FINRA BrokerCheck + SEC IAPD
W. Gregg Baldwin, Broker/Dealer
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, W. Gregg Baldwin, Broker/Dealer ranks #19,363 of 20,055 by disclosure count (most disclosures first). W. Gregg Baldwin, Broker/Dealer has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 0
- branch offices
- 0
- disclosures
- #19,363 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 16398 W. Gregg Baldwin, Broker/Dealer
W. Gregg Baldwin, Broker/Dealer · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 16398
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #19,363 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
W. Gregg Baldwin, Broker/Dealer ranks #19,363 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
- per office
footprint not reported
Clean disclosure surface
W. Gregg Baldwin, Broker/Dealer has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 07/01/1985
- State of Formation
- Pennsylvania
- CRD Number
- 16398
- SEC Number
- 33922
Clean BrokerCheck surface
W. Gregg Baldwin, Broker/Dealer's clean BrokerCheck surface
W. Gregg Baldwin, Broker/Dealer shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).
W. Gregg Baldwin, Broker/Dealer shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of W. Gregg Baldwin, Broker/Dealer's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does W. Gregg Baldwin, Broker/Dealer sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, W. Gregg Baldwin, Broker/Dealer ranks #19,363 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for W. Gregg Baldwin, Broker/Dealer?
A grade of A means W. Gregg Baldwin, Broker/Dealer has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does W. Gregg Baldwin, Broker/Dealer have?
W. Gregg Baldwin, Broker/Dealer has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is W. Gregg Baldwin, Broker/Dealer?
W. Gregg Baldwin, Broker/Dealer operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify W. Gregg Baldwin, Broker/Dealer's disciplinary record?
You can verify W. Gregg Baldwin, Broker/Dealer's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 16398. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. W. Gregg Baldwin, Broker/Dealer currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to W. Gregg Baldwin, Broker/Dealer's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to W. Gregg Baldwin, Broker/Dealer's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to W. Gregg Baldwin, Broker/Dealer's 0.00
- How to Vet a Financial Advisor - Use W. Gregg Baldwin, Broker/Dealer's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like W. Gregg Baldwin, Broker/Dealer's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside W. Gregg Baldwin, Broker/Dealer.
- Compare firms - put W. Gregg Baldwin, Broker/Dealer next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.