CRD #149128 · FINRA BrokerCheck + SEC IAPD

W Trading, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, W Trading, LLC ranks #19,373 of 20,055 by disclosure count (most disclosures first). W Trading, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
0
branch offices
0
disclosures
#19,373 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 149128 W Trading, LLC

W Trading, LLC · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 149128
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #19,373 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00W Trading, LLC (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

W Trading, LLC ranks #19,373 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

W Trading, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
02/20/2008
State of Formation
Illinois
CRD Number
149128
SEC Number
68112

Clean BrokerCheck surface

W Trading, LLC's clean BrokerCheck surface

W Trading, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

W Trading, LLC shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of W Trading, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does W Trading, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, W Trading, LLC ranks #19,373 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for W Trading, LLC?
A grade of A means W Trading, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does W Trading, LLC have?
W Trading, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is W Trading, LLC?
W Trading, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify W Trading, LLC's disciplinary record?
You can verify W Trading, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 149128. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. W Trading, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.