CRD #120334 · FINRA BrokerCheck + SEC IAPD

Wang Trading LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wang Trading LLC ranks #19,450 of 20,055 by disclosure count (most disclosures first). Wang Trading LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
0
branch offices
0
disclosures
#19,450 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 120334 Wang Trading LLC

Wang Trading LLC · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 120334
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #19,450 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00Wang Trading LLC (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

Wang Trading LLC ranks #19,450 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

Wang Trading LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
09/05/2001
State of Formation
Delaware
CRD Number
120334
SEC Number
65278

Clean BrokerCheck surface

Wang Trading LLC's clean BrokerCheck surface

Wang Trading LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

Wang Trading LLC shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Wang Trading LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Wang Trading LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wang Trading LLC ranks #19,450 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Wang Trading LLC?
A grade of A means Wang Trading LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Wang Trading LLC have?
Wang Trading LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wang Trading LLC?
Wang Trading LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wang Trading LLC's disciplinary record?
You can verify Wang Trading LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 120334. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Wang Trading LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.