CRD #141792 · FINRA BrokerCheck + SEC IAPD

Western America Brokerage LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Western America Brokerage LLC ranks #19,626 of 20,055 by disclosure count (most disclosures first). Western America Brokerage LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Grade A
Safety grade
0
branch offices
0
disclosures
#19,626 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 141792 Western America Brokerage LLC

Western America Brokerage LLC · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 141792
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #19,626 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00Western America Bro… (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

Western America Brokerage LLC ranks #19,626 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

Western America Brokerage LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
141792

Clean BrokerCheck surface

Western America Brokerage LLC's clean BrokerCheck surface

Western America Brokerage LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

Western America Brokerage LLC shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Western America Brokerage LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Western America Brokerage LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Western America Brokerage LLC ranks #19,626 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Western America Brokerage LLC?
A grade of A means Western America Brokerage LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Western America Brokerage LLC have?
Western America Brokerage LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Western America Brokerage LLC?
Western America Brokerage LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Western America Brokerage LLC's disciplinary record?
You can verify Western America Brokerage LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 141792. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Western America Brokerage LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Western America Brokerage LLC's 0.00
  • 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Western America Brokerage LLC's 0.00
  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Western America Brokerage LLC's 0.00
  • How to Vet a Financial Advisor - Use Western America Brokerage LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Western America Brokerage LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Western America Brokerage LLC.
  • Compare firms - put Western America Brokerage LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.