CRD #38916 · FINRA BrokerCheck + SEC IAPD

ZPG Securities, L.L.C.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ZPG Securities, L.L.C. ranks #20,048 of 20,055 by disclosure count (most disclosures first). ZPG Securities, L.L.C. has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
0
branch offices
0
disclosures
#20,048 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 38916 ZPG Securities, L.L.C.

ZPG Securities, L.L.C. · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 38916
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #20,048 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00ZPG Securities, L.L.C. (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

ZPG Securities, L.L.C. ranks #20,048 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

ZPG Securities, L.L.C. has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
06/08/1995
State of Formation
New York
CRD Number
38916
SEC Number
48464

Clean BrokerCheck surface

ZPG Securities, L.L.C.'s clean BrokerCheck surface

ZPG Securities, L.L.C. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

ZPG Securities, L.L.C. shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of ZPG Securities, L.L.C.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does ZPG Securities, L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ZPG Securities, L.L.C. ranks #20,048 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for ZPG Securities, L.L.C.?
A grade of A means ZPG Securities, L.L.C. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does ZPG Securities, L.L.C. have?
ZPG Securities, L.L.C. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is ZPG Securities, L.L.C.?
ZPG Securities, L.L.C. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify ZPG Securities, L.L.C.'s disciplinary record?
You can verify ZPG Securities, L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 38916. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. ZPG Securities, L.L.C. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to ZPG Securities, L.L.C.'s 0.00
  • 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to ZPG Securities, L.L.C.'s 0.00
  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to ZPG Securities, L.L.C.'s 0.00
  • How to Vet a Financial Advisor - Use ZPG Securities, L.L.C.'s clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like ZPG Securities, L.L.C.'s does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside ZPG Securities, L.L.C..
  • Compare firms - put ZPG Securities, L.L.C. next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.