Broker-Dealer Firms
18 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BSG SECURITIES, LLC CRD: 333747 | GA | 0 | 1 | A | Active |
| CAPE SECURITIES INC. CRD: 7072 | GA | 3 | 1 | F | Active |
| CROFT & BENDER, LP CRD: 46680 | GA | 0 | 1 | A | Active |
| DAI SECURITIES, LLC CRD: 36673 | GA | 2 | 1 | F | Active |
| H & L EQUITIES, LLC CRD: 113794 | GA | 0 | 1 | A | Active |
| HEDGE PRO CRD: 317250 | GA | 0 | 1 | A | Active |
| HIGH HILL SECURITIES, LLC CRD: 328523 | GA | 0 | 1 | A | Active |
| KINDLING MBD LLC CRD: 331366 | GA | 0 | 1 | A | Active |
| MFG SECURITIES, LLC CRD: 338095 | GA | 0 | 1 | A | Active |
| P2 CORPORATE FINANCE, LLC CRD: 313187 | GA | 0 | 1 | A | Active |
| PEACHTREE PC INVESTORS, LLC CRD: 301004 | GA | 0 | 1 | A | Active |
| PFS INVESTMENTS INC. CRD: 10111 | GA | 26 | 1 | F | Active |
| SYNOVUS SECURITIES, INC. CRD: 14023 | GA | 12 | 1 | F | Active |
| TI SECURITIES, LLC CRD: 305912 | GA | 0 | 1 | A | Active |
| TLG LENOX, LLC CRD: 131120 | GA | 0 | 1 | A | Active |
| TRAILMARK INC. CRD: 104408 | GA | 0 | 1 | A | Active |
| U.S. BROKERAGE, INC. CRD: 39307 | GA | 3 | 1 | F | Active |
| VRA PARTNERS, LLC CRD: 142780 | GA | 0 | 1 | A | Active |