Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ABG, LLC CRD: 167190 | NY | 0 | 1 | A | Active |
| ABI SECURITIES, INC. CRD: 24397 | — | 0 | 0 | A | INACTIVE |
| ABIEL-BOLLES, INC - INVESTMENT BANKERS CRD: 10739 | — | 0 | 0 | A | INACTIVE |
| ABINGER PARTNERS LLC CRD: 341372 | — | 0 | 0 | A | Unknown |
| ABK MANAGEMENT LLC CRD: 270019 | — | 0 | 0 | A | Unknown |
| ABL ADVISORS, LLC CRD: 296457 | — | 0 | 0 | A | Unknown |
| ABL TRADING, L.L.C. CRD: 115608 | — | 0 | 0 | A | INACTIVE |
| ABLE & STRONG ADVISORS, INC. CRD: 130069 | — | 0 | 0 | A | Unknown |
| ABLE ALPHA CRD: 148873 | — | 0 | 0 | A | Unknown |
| ABN AMRO ASIA INC. CRD: 37057 | — | 0 | 0 | A | INACTIVE |
| ABN AMRO CLEARING USA LLC CRD: 14020 | IL | 83 | 1 | F | Active |
| ABN AMRO INCORPORATED CRD: 15776 | — | 55 | 0 | F | INACTIVE |
| ABN AMRO SECURITIES (USA) LLC CRD: 151796 | NJ | 1 | 1 | F | Active |
| ABN AMRO SECURITIES LLC CRD: 6540 | — | 18 | 0 | F | INACTIVE |
| ABORN INVESTMENTS, INC. CRD: 4366 | — | 0 | 0 | A | INACTIVE |
| ABOUND INVESTMENTS CRD: 151433 | — | 0 | 0 | A | Unknown |
| ABR MANAGEMENT LLC CRD: 155052 | — | 1 | 0 | F | INACTIVE |
| ABRAHAM & CO., INC. CRD: 299085 | — | 0 | 0 | A | Unknown |
| ABRAHAM, ROBERT RALPH JR CRD: 127627 | — | 0 | 0 | A | Unknown |
| ABRAM ASSET MANAGEMENT CRD: 151265 | — | 0 | 0 | A | Unknown |
| ABRAMS, RODNEY ALAN CRD: 33599 | — | 0 | 0 | A | INACTIVE |
| ABRDN ASIA LIMITED CRD: 124509 | — | 0 | 0 | A | Unknown |
| ABRDN AUSTRALIA LIMITED CRD: 110753 | — | 0 | 0 | A | Unknown |
| ABRDN ETFS ADVISORS LLC CRD: 172736 | — | 0 | 0 | A | Unknown |
| ABRDN INC. CRD: 111069 | — | 0 | 0 | A | Unknown |
| ABRI LLC CRD: 314832 | — | 0 | 0 | A | Unknown |
| ABRIDGE PARTNERS, LLC CRD: 145599 | — | 0 | 0 | A | Unknown |
| ABRIDGE PARTNERS, LLC CRD: 145247 | — | 0 | 0 | A | Unknown |
| ABRY PARTNERS II, LLC CRD: 161154 | — | 0 | 0 | A | Unknown |
| ABRY PARTNERS, LLC CRD: 161153 | — | 0 | 0 | A | Unknown |
| ABS CP, INC. CRD: 313237 | — | 0 | 0 | A | Unknown |
| ABS GLOBAL INVESTMENTS CRD: 127290 | — | 0 | 0 | A | Unknown |
| ABS VENTURES CRD: 162046 | — | 0 | 0 | A | Unknown |
| ABSA SECURITIES U.S. INC. CRD: 299729 | NY | 0 | 1 | A | Active |
| ABSA SECURITIES, INC. CRD: 24174 | — | 0 | 0 | A | INACTIVE |
| ABSILIO PARTNERS LLC CRD: 330472 | — | 0 | 0 | A | Unknown |
| ABSOLUTE ALPHA CORP CRD: 173714 | — | 0 | 0 | A | Unknown |
| ABSOLUTE INVESTMENTS, INC. CRD: 40175 | — | 0 | 0 | A | INACTIVE |
| ABUI CAPITAL CRD: 315946 | — | 0 | 0 | A | Unknown |
| ABUNDANCE ADVISERS CRD: 142220 | — | 0 | 0 | A | Unknown |
| ABUNDANCE ADVISERS CRD: 310887 | — | 0 | 0 | A | Unknown |
| ABUNDANCE ADVISORS, INC. CRD: 135647 | — | 0 | 0 | A | Unknown |
| ABUNDANT ADVISORS, LLC CRD: 310643 | — | 0 | 0 | A | Unknown |
| ABUNDIT WEALTH CRD: 329268 | — | 0 | 0 | A | Unknown |
| ABUNDO WEALTH CRD: 304612 | — | 0 | 0 | A | Unknown |
| ABV, LLC CRD: 163726 | — | 0 | 0 | A | Unknown |
| ABW TRADING, LLC CRD: 46281 | — | 2 | 0 | F | INACTIVE |
| ABW WEALTH ADVISORS CRD: 162348 | — | 0 | 0 | A | Unknown |
| ABW, LLC CRD: 309104 | — | 0 | 0 | A | Unknown |
| ABÉNEX CAPITAL CRD: 163755 | — | 0 | 0 | A | Unknown |