Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ABÉNEX CAPITAL CRD: 321143 | — | 0 | 0 | A | Unknown |
| AC ADVISORS, LLC CRD: 282742 | — | 0 | 0 | A | Unknown |
| AC FINANCIAL, INC. CRD: 21616 | — | 3 | 0 | F | INACTIVE |
| AC FUNDS, LLC CRD: 311748 | — | 0 | 0 | A | Unknown |
| AC ONE ASSET MANAGEMENT, LLC CRD: 159469 | — | 0 | 0 | A | Unknown |
| AC SUNSHINE SECURITIES LLC CRD: 317903 | FL | 0 | 1 | A | Active |
| AC WEALTH PARTNERS CRD: 326708 | — | 0 | 0 | A | Unknown |
| AC3 CAPITAL CRD: 157547 | — | 0 | 0 | A | Unknown |
| ACA SECURITIES, L.L.C. CRD: 113614 | — | 0 | 0 | A | INACTIVE |
| ACACIA GROUP VI LLC CRD: 339851 | — | 0 | 0 | A | Unknown |
| ACACIA GROUP VII LLC CRD: 339164 | — | 0 | 0 | A | Unknown |
| ACACIA PARTNERS, LLC CRD: 281887 | — | 0 | 0 | A | Unknown |
| ACACIA WEALTH ADVISORS, LLC CRD: 135044 | — | 0 | 0 | A | Unknown |
| ACADEMY ASSET MANAGEMENT CRD: 319774 | — | 0 | 0 | A | Unknown |
| ACADEMY HILLS ADVISORS CRD: 164842 | — | 0 | 0 | A | Unknown |
| ACADIA LEGACY GROUP CRD: 291481 | — | 0 | 0 | A | Unknown |
| ACADIA WEALTH ADVISORS CRD: 155698 | — | 0 | 0 | A | Unknown |
| ACADIAN ASSET MANAGEMENT CRD: 322795 | — | 0 | 0 | A | Unknown |
| ACADIAN ASSET MANAGEMENT CRD: 323400 | — | 0 | 0 | A | Unknown |
| ACADIAN ASSET MANAGEMENT CRD: 106609 | — | 0 | 0 | A | Unknown |
| ACALYX ADVISORS INC. CRD: 174667 | VA | 0 | 1 | A | Active |
| ACANTHUS U.S. LIMITED CRD: 330055 | — | 0 | 1 | A | Active |
| ACANTO, LLC CRD: 289330 | — | 0 | 0 | A | Unknown |
| ACAP ASSET MANAGEMENT, INC. CRD: 149452 | — | 0 | 0 | A | Unknown |
| ACAP FINANCIAL INC. CRD: 7731 | — | 19 | 0 | F | INACTIVE |
| ACASTA PARTNERS UK LLP CRD: 334955 | — | 0 | 0 | A | Unknown |
| ACASTA PARTNERS US LLC CRD: 335005 | — | 0 | 0 | A | Unknown |
| ACBM MGMT LLC CRD: 320636 | — | 0 | 0 | A | Unknown |
| ACC SECURITIES, LLC CRD: 167019 | TX | 0 | 1 | A | Active |
| ACCEL ADVISORS, INC. CRD: 172750 | — | 0 | 0 | A | Unknown |
| ACCEL-KKR CRD: 156498 | — | 0 | 0 | A | Unknown |
| ACCELR8 MANAGEMENT, LLC CRD: 316168 | — | 0 | 0 | A | Unknown |
| ACCENT EQUITY AB CRD: 313862 | — | 0 | 0 | A | Unknown |
| ACCENT EQUITY PARTNERS AB CRD: 162753 | — | 0 | 0 | A | Unknown |
| ACCEPTUS CAPITAL CORP. CRD: 282755 | NY | 0 | 1 | A | Active |
| ACCESS ADVISORY GROUP LLC CRD: 149048 | — | 0 | 0 | A | Unknown |
| ACCESS INTERNATIONAL, INC. CRD: 14025 | — | 0 | 0 | A | INACTIVE |
| ACCESS INVESTMENTS, INC. CRD: 42202 | OK | 0 | 1 | A | Active |
| ACCESS PLANNING PARTNERS, LLC CRD: 298301 | — | 0 | 0 | A | Unknown |
| ACCESS VENTURE PARTNERS III L.P. CRD: 163713 | — | 0 | 0 | A | Unknown |
| ACCESS VENTURES CRD: 331222 | — | 0 | 0 | A | Unknown |
| ACCESS WEALTH CRD: 112973 | — | 0 | 0 | A | Unknown |
| ACCI CAPITAL CRD: 292126 | — | 0 | 0 | A | Unknown |
| ACCI CAPITAL CRD: 304484 | — | 0 | 0 | A | Unknown |
| ACCI SECURITIES, INC. CRD: 28292 | — | 0 | 0 | A | INACTIVE |
| ACCION CRD: 162927 | — | 0 | 0 | A | Unknown |
| ACCION QUONA INCLUSION FUND GP, LLC CRD: 298884 | — | 0 | 0 | A | Unknown |
| ACCOLADE ASSET/LIABILITY ADVISORY SERVICES CRD: 145635 | — | 0 | 0 | A | Unknown |
| ACCOLADE PARTNERS CRD: 160802 | — | 0 | 0 | A | Unknown |
| ACCORD ASSET PARTNERS, LLC CRD: 323962 | — | 0 | 0 | A | Unknown |